Richard P. Crisalli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Paul Crisalli, who also goes by Richard Crisalli, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1994. Richard had worked at 8 firms and has passed the Series 63, Series 55, Series 7, Series 25 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2004 - June 6, 2007
AMERIVEST PARTNERS, LLC
October 1, 2000 - October 15, 2013
BAY CREST PARTNERS, LLC
July 28, 1999 - November 2, 2006
LABRANCHE FINANCIAL SERVICES, LLC
May 7, 1998 - May 14, 1999
HAPOALIM SECURITIES USA, INC.
April 22, 1998 - May 25, 1999
KALIN ASSOCIATES, INC.
September 18, 1996 - April 9, 1998
TIJA MANAGEMENT, INC.
May 26, 1995 - February 20, 1998
APEX CLEARING CORPORATION
September 16, 1994 - March 21, 1995
ADLER COLEMAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/12/2007
Limited Representative-Equity Trader ExamSeries 25
Date: 3/13/2000
NYSE Trading Assistant ExaminationCurrent Firm
AMERIVEST PARTNERS, LLC
CRD#: 46815 / SEC#: , 8-51561
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FREEDOM HOLDING GROUP, LLC | SOLE OWNER | |
| MULLIGAN, WILLIAM PETER JR. | MANAGER | 1614209 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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