Vincent C. Lucas

VINCENT C. LUCAS, C.P.A., P.C.

Mclean, VA 22102

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CRD#: 2260006

Professional summary

Vincent Charles Lucas, who also goes by VInce Lucas, is a registered financial advisor currently at VINCENT C. LUCAS, C.P.A., P.C. located in Mclean, Virginia.

Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Vincent has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Vince Lucas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Advisor is a one hundred percent owner in the Firm of Lucas, Moreland and Mastbrook, Inc. This is a non-investment Tax and Accounting Firm with offices located at 8201 Greensboro Drive, Suite 613, McLean, VA 22102. Advisor has been associated with this Firm since February 2011. The hours worked are seasonally affected, with time worked both during and outside securities trading hours. Advisor works in a Firm Management capacity: Meeting clients, and providing Firm guidance and support.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Charles Lucas's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 1, 2016 - Present

VINCENT C. LUCAS, C.P.A., P.C.

Office #1: 8201 Greensboro Drive Suite 613, Mclean, VA 22102

RIA

CRD#: 116080

Mclean, VA

Past

April 10, 2006 - December 31, 2015

VINCENT C. LUCAS, C.P.A., P.C.

RIA

CRD#: 116080

MCLEAN, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(1/1/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/24/1993

Uniform Investment Adviser Law Examination

Current Firm

VINCENT C. LUCAS, C.P.A., P.C.

CRD#: 116080 / SEC#:

District of Columbia

Registered Investment Advisory firm - (9/13/2010 Terminated)

Maryland

Registered Investment Advisory firm - (9/16/2022 Terminated)

Virginia

Registered Investment Advisory firm - (1/1/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

8201 Greensboro Drive Suite 613, Mclean, VA 22102

Mailing Address

Phone number

(703) 893-9320

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	9
AUM (Assets Under Management)	$ 2,494,328

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Vincent C. Lucas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Charles Lucas's CRS (Customer Relationship Summary).

Certified licenses

Experience

VINCENT C. LUCAS, C.P.A., P.C.

VINCENT C. LUCAS, C.P.A., P.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/24/1993

Current Firm

VINCENT C. LUCAS, C.P.A., P.C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VINCENT C. LUCAS, C.P.A., P.C.

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