Steven R. Maurer

ORANGE INVESTMENT ADVISORS

Goshen, NY 10924

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CRD#: 2259754

Professional summary

Steven Richard Maurer is a registered financial advisor currently at ORANGE INVESTMENT ADVISORS, INC. located in Goshen, New York.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Steven has worked at 4 firms and has passed the Series 65, Series 63, Series 3, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Stann Corp., D/B/A Mill Pond Cleaners, not investment-related, 46 Millpond Pky, Monroe, NY, 10950, dry cleaning, owner/president, start date 12/15/2014, 20 hours per month, 0 hours during securities trading hours, passive owner

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Richard Maurer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 13, 2023 - Present

ORANGE INVESTMENT ADVISORS, INC.

Office #1: 117 Grand Street 2nd Floor, Goshen, NY, 10924

RIA

CRD#: 107387

Goshen, NY

Past

November 22, 2006 - March 7, 2014

MAPLE SECURITIES U.S.A. INC.

CRD#: 33947

JERSEY CITY, NJ

Past

June 22, 2000 - March 11, 2005

MAPLE SECURITIES U.S.A. INC.

CRD#: 33947

JERSEY CITY, NJ

Past

January 31, 1995 - February 12, 1997

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

BOSTON, MA

Past

August 26, 1992 - January 20, 1995

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ORANGE INVESTMENT ADVISORS, INC.

HUDSON VALLEY INVESTMENT ADVISORS INC | ORANGE INVESTMENT ADVISORS, INC. | HV CAPITAL MANAGEMENT, INC. | HUDSON VALLEY INVESTMENT ADVISORS, INC.

CRD#: 107387 / SEC#: 801-48913

RIA

Registered Investment Advisory firm - (4/7/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(2/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/13/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/24/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 2/10/2001

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 8/9/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/25/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/31/1996

General Securities Principal Examination

Current Firm

ORANGE INVESTMENT ADVISORS, INC.

HUDSON VALLEY INVESTMENT ADVISORS INC | ORANGE INVESTMENT ADVISORS, INC. | HV CAPITAL MANAGEMENT, INC. | HUDSON VALLEY INVESTMENT ADVISORS, INC.

CRD#: 107387 / SEC#: 801-48913

RIA

Registered Investment Advisory firm - (4/7/1995 Approved)

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Contact information

Main Address

117 Grand Street 2nd Floor, Goshen, NY, 10924

Mailing Address

P.o. Box 268, Goshen, NY 10924

Phone number

(845) 294-6127

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II BROCHURE (10/14/2025)

Regulatory assets under management

Total Number of Accounts	2,206
AUM (Assets Under Management)	$ 1,650,937,707

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven R. Maurer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Richard Maurer's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAPLE SECURITIES U.S.A. INC.

MAPLE SECURITIES U.S.A. INC.

NATIONAL FINANCIAL SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

ORANGE INVESTMENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/13/2023

Series 63

Date: 8/24/1992

Series 3

Date: 2/10/2001

Series 55

Date: 8/9/2000

Series 7

Date: 8/25/1992

Series 24

Date: 12/31/1996

Current Firm

ORANGE INVESTMENT ADVISORS, INC.

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ORANGE INVESTMENT ADVISORS, INC.

TRUST BUT VERIFY

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