Jeffrey A. Fox
Professional summary
Jeffrey A Fox, who also goes by Jefferey Fox, Jeffrey Alan Fox, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1992. Jeffrey has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 30 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey A Fox's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2007 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 270 Park Ave, New York, NY 10017January 1, 2005 - January 3, 2007
JPMORGAN DISTRIBUTION SERVICES, INC.
November 4, 2002 - September 9, 2003
ROBERT FLEMING INC.
October 24, 2002 - January 9, 2007
J.P. MORGAN INVESTMENT MANAGEMENT INC.
November 6, 2001 - January 1, 2005
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
June 25, 1998 - September 6, 2000
UAM FUND DISTRIBUTORS, INC.
January 18, 1995 - December 31, 1997
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
July 28, 1994 - October 27, 1994
LYNCH, JONES & RYAN LLC
December 1, 1992 - May 19, 1994
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/26/2007)
(2/26/2007)
(1/23/2014)
(1/3/2024)
(2/26/2007)
(1/2/2013)
(1/23/2014)
(11/29/2018)
(1/3/2024)
(2/26/2007)
(2/1/2007)
(1/5/2009)
(1/2/2013)
(1/3/2024)
(1/23/2014)
(11/29/2018)
(1/2/2009)
(1/3/2024)
Exams
FINRA
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
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