Bruce D. Honicky
Professional summary
Bruce Daniel Honicky, who also goes by Bruce Daniel Honicky, Bruce Honicky, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in New York, New York and NYLIFE SECURITIES LLC located in New York, New York.
Bruce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Bruce has worked at 7 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Bruce Daniel Honicky's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 15, 2023 - Present
EAGLE STRATEGIES LLC
Office #1: 51 Madison Avenue, New York, NY 10010November 29, 2022 - Present
NYLIFE SECURITIES LLC
Office #1: 51 Madison Avenue, New York, NY 10010January 13, 2021 - February 23, 2022
INTEGRAS PARTNERS, LLC
August 14, 2020 - December 8, 2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
May 9, 2001 - March 30, 2005
OPPENHEIMER & CO. INC.
February 1, 1999 - April 20, 2001
GRUNTAL & CO., L.L.C.
August 10, 1992 - January 5, 1999
OSAIC WEALTH, INC.
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/24/2023)
(12/15/2023)
(2/24/2023)
(12/15/2023)
Exams
Series 7TO
Date: 8/14/2020
General Securities Representative ExaminationFINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
