Jody L. Flegal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jody Leigh Flegal was a registered financial professional .
Jody is a previously registered financial professional and started their career in finance in 1992. Jody had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2006 - July 17, 2014
GLOBAL PORTFOLIO STRATEGIES, INC.
April 30, 2005 - July 17, 2014
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
July 27, 2004 - April 30, 2005
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
January 2, 1998 - October 1, 2002
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
September 5, 1996 - October 1, 2002
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
April 17, 1996 - August 5, 1996
IFMG SECURITIES, INC.
March 28, 1994 - December 31, 1995
CONSECO SECURITIES, INC.
July 21, 1992 - March 28, 1994
SHAWMUT BROKERAGE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBAL PORTFOLIO STRATEGIES, INC.
CRD#: 105812 / SEC#: 801-16664
Contact information
Regulatory assets under management
| Total Number of Accounts | 285 |
| AUM (Assets Under Management) | $ 1,695,414,336 |
Red Flags
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