Randall J. Veselik
Professional summary
Randall John Veselik was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Randall is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Randall had worked at 2 firms, which includes GROVE POINT INVESTMENTS LLC, MONY SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 1997 - December 31, 2000
GROVE POINT INVESTMENTS, LLC
August 31, 1992 - July 23, 1997
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
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