Quinn J. Vitelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Quinn Joseph Vitelli was a registered financial professional .
Quinn is a previously registered financial professional and started their career in finance in 1992. Quinn had worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2015 - October 25, 2016
BB&T INVESTMENT SERVICES, INC.
November 4, 2015 - October 25, 2016
BB&T INVESTMENT SERVICES, INC.
January 21, 2014 - November 3, 2015
CETERA INVESTMENT ADVISERS LLC
January 14, 2009 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
January 13, 2009 - November 3, 2015
CETERA INVESTMENT SERVICES LLC
October 30, 2006 - November 28, 2008
PNC WEALTH MANAGEMENT LLC
October 27, 2006 - November 28, 2008
PNC WEALTH MANAGEMENT LLC
October 27, 2005 - September 8, 2006
IFMG SECURITIES, INC.
October 21, 2005 - September 8, 2006
IFMG SECURITIES, INC.
May 7, 2003 - November 4, 2005
CITIZENS SECURITIES, INC.
August 29, 2002 - November 4, 2005
CITIZENS SECURITIES, INC.
May 10, 2002 - August 13, 2002
STRATEGIC ADVISERS LLC
May 4, 2001 - August 13, 2002
FIDELITY BROKERAGE SERVICES LLC
October 12, 1999 - December 31, 2000
MBSC, LLC
August 30, 1999 - April 10, 2001
DREYFUS INVESTMENT SERVICES COMPANY, LLC
January 19, 1999 - September 1, 1999
CONSECO SECURITIES, INC.
June 30, 1997 - December 21, 1998
PNC BROKERAGE CORP
July 2, 1996 - June 30, 1997
FIRST UNION BROKERAGE SERVICES, INC.
March 16, 1995 - July 12, 1996
INDEPENDENT FINANCIAL SECURITIES, INC.
February 14, 1994 - March 20, 1995
DREYFUS INVESTMENT SERVICES COMPANY, LLC
May 5, 1993 - January 31, 1994
BOENNING & SCATTERGOOD, INC.
September 9, 1992 - November 13, 1992
L.C. WEGARD & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T INVESTMENT SERVICES, INC.
CRD#: 33856 / SEC#: 801-106629, 8-46134
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRANCH BANKING AND TRUST COMPANY | SHAREHOLDER | |
| CECIL, ALEXANDER WILSON | CHIEF COMPLIANCE OFFICER | 2319938 |
| CRAM, BRYAN SCOTT | PRESIDENT | 2723431 |
| EARNHARDT, DARREN LEE | CHIEF OPERATING OFFICER | 2356117 |
| EVANS, RICHARD TABB III | DIRECTOR OF SALES/DIRECTOR | 1643552 |
| SAUFLEY, RANDALL BARRETT | CHIEF FINANCIAL OFFICER | 1664935 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
