Michael Wayne Mcfarland
Professional Summary
Michael Wayne Mcfarland, who also goes by Mike Mcfarland, is a registered financial advisor currently at HENNION & WALSH, INC. located in Parsippany, New Jersey. Michael is registered as a RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 15 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mike Mcfarland
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
34 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
HENNION & WALSH, INC. | NORI, HENNION, WALSH, INC.
Contact Information
Main Address
2001 Route 46 Waterview Plaza, Parsippany, NJ 07054-1018Mailing Address
2001 Route 46 Waterview Plaza, Parsippany, NJ 07054-1018Phone Number
(973) 299-8989Established
New Jersey since 10/24/1989Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HENNION, RICHARD | EXECUTIVE VICE PRESIDENT | 1315386 |
| WALSH, WILLIAM WALTER | PRESIDENT | 1174993 |
| FITZSIMMONS, PHILLIP | CHIEF COMPLIANCE OFFICER | 1625889 |
| HENNION, WILLIAM | VICE PRESIDENT | 2048378 |
| KOWALSKI, STEPHEN GEORGE | VICE PRESIDENT | 1919574 |
| MAHN, KEVIN DOUGLAS | MANAGING DIRECTOR | 2519398 |
| WURST, WENDY ANN | FINOP, TREASURER | 1902879 |
Disclosures
Regulatory Event
12Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/9/2026)
(10/9/2026)
(10/9/2026)
(10/9/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Wayne Mcfarland's CRS (Customer Relationship Summary).
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