Bernard K. Nowak
Professional summary
Bernard Karol Nowak II, who also goes by Berk Nowak II, is a registered financial advisor currently at BROWN ADVISORY located in New York, New York.
Bernard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Bernard has worked at 5 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Bernard Karol Nowak II's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 31, 2017 - Present
BROWN ADVISORY
Office #1: 12 East 49th Street 11th Floor, New York, NY 10017April 26, 2002 - May 31, 2017
HIGHMOUNT CAPITAL
November 2, 2001 - April 11, 2002
FIRST REPUBLIC SECURITIES COMPANY, LLC
July 19, 2000 - April 30, 2001
FORESIDE FUNDS DISTRIBUTORS LLC
November 19, 1992 - April 7, 1993
A. R. BARON & CO., INC.
Primary Firm SEC Registration
BROWN ADVISORY
CRD#: 110181 / SEC#: 801-38826
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/31/2017)
(5/31/2017)
(5/31/2017)
Exams
Current Firm
BROWN ADVISORY
CRD#: 110181 / SEC#: 801-38826
Contact information
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 24,921 |
| AUM (Assets Under Management) | $ 121,936,354,796 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/21/2025 | ||
| 10/28/2024 | ||
| 01/24/2024 | ||
| 10/27/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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