FG
Frank Giguere
BLACKRIDGE ASSET MANAGEMENT
Kissimmee, FL
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CRD#: 2258308
FG
Professional summary
Frank Giguere is a registered financial advisor currently at BLACKRIDGE ASSET MANAGEMENT, LLC located in Kissimmee, Florida and PEAK BROKERAGE SERVICES, LLC located in Kissimmee, Florida.
Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Frank has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Business Activity: IA; Business Entity: Blackridge Asset Management; Address: Jupiter, FL; Duties of Position: Asset Manager; Title: Advisor; Start Date: 12/2022; Approx. # of hours per month spent on activity: 1; Approx. # of hours during trading hours: 1 2) Business Activity: Insurance Agent; Business Entity: Frank Giguere; Address: Mooresville, NC; Duties of Position: Selling Insurance; Title: Insurance Agent; Start Date:06/1995; Approx. # of hours per month spent on activity: 3; Approx. # of hours spent during trading hours: 1 3) Business Activity: Travel Agent; Business Entity: Magical Dream Vacations; Address: Mooresville, NC; Duties of Position: Selling Vacation Package; Title: Travel Agent; Start Date: 10/2020; Approx. # of hours per month spent on activity: 1; Approx. # of hours spent during trading hours: 0 4) Business Activity: Receiver; Business Entity: Lowes; Address; Mooresville, NC; Duties of Position: Receiver, unload trucks; Title: Receiver; Start Date: 11/2022; Approx. # of hours per month spent on activity: 20; Approx. # of hours spent during trading hours: 0
CRS (Client Relationship Summary) - RIA
Click below to view Frank Giguere's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 8, 2022 - Present
BLACKRIDGE ASSET MANAGEMENT, LLC
RIA
CRD#: 277085
Kissimmee, FL
Current
December 7, 2022 - Present
PEAK BROKERAGE SERVICES, LLC
BD
CRD#: 157045
Kissimmee, FL
Past
December 9, 2015 - August 5, 2022
OSAIC SERVICES, INC.
RIA
CRD#: 133763
HUNTERSVILLE, NC
Past
October 31, 2005 - December 2, 2015
OSAIC SERVICES, INC.
RIA
CRD#: 133763
HUNTERSVILLE, NC
Past
October 31, 2005 - August 5, 2022
OSAIC SERVICES, INC.
BD
CRD#: 133763
HUNTERSVILLE, NC
Past
October 12, 2000 - October 31, 2005
SUNAMERICA SECURITIES, INC.
RIA
CRD#: 20068
CUMBERLAND, RI
Past
February 20, 1997 - October 31, 2005
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
January 19, 1993 - February 11, 1997
ANTAEUS CAPITAL, INC.
BD
CRD#: 627
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BA
BLACKRIDGE ASSET MANAGEMENT, LLC
BLACKRIDGE ASSET MANAGEMENT, LLC
CRD#: 277085 / SEC#: 801-108114
RIA
Registered Investment Advisory firm - (7/8/2016 Approved)Florida
Registered Investment Advisory firm - (7/13/2016 Terminated)New York
Registered Investment Advisory firm - (7/13/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/17/2023)
RR
District of Columbia(2/7/2023)
RR
Florida(7/24/2023)
IAR
Florida(8/17/2023)
RR
Georgia(8/21/2023)
RR
Indiana(2/22/2023)
RR
Maryland(2/22/2023)
RR
Massachusetts(2/17/2023)
RR
New Hampshire(3/10/2023)
RR
New York(2/2/2023)
RR
North Carolina(12/8/2022)
IAR
North Carolina(12/8/2022)
RR
Rhode Island(12/13/2022)
RR
Texas(3/13/2025)
RR
Virginia(2/1/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BA
BLACKRIDGE ASSET MANAGEMENT, LLC
BLACKRIDGE ASSET MANAGEMENT, LLC
CRD#: 277085 / SEC#: 801-108114
RIA
Registered Investment Advisory firm - (7/8/2016 Approved)Florida
Registered Investment Advisory firm - (7/13/2016 Terminated)New York
Registered Investment Advisory firm - (7/13/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477
Mailing Address
Phone number
(561) 641-5050
Established
Firm type
Fiscal year end
# of Employees
59
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 826 |
| AUM (Assets Under Management) | $ 196,842,156 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
