MB
Michael J. Brittain
CETERA INVESTMENT ADVISERS LLC
CAMP HILL, PA 17011
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CRD#: 2258299
MB
Professional summary
Michael Jon Brittain is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Camp Hill, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Camp Hill, Pennsylvania.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: PINE STREET PRESBYTERIAN CHURCH
INVESTMENT RELATED: NO
ADDRESS: 3RD AND PINE STREET, HARRISBURG, PA 17101
NATURE OF BUSINESS: RELIGIOUS
START DATE: 06/2014
APX NUMBER OF HOURS PER WEEK: 1
APX NUMBER OF HOURS DURING TRADING HOURS: 1
BRIEF DESCRIPTION OF DUTIES: TRUSTEE, FINANCE COMMITTEE
(2) NAME OF OTHER BUSINESS: CUMBERLAND COLLIER GROUP, LLC
INVESTMENT RELATED: NO
ADDRESS: 314 PINE DR., SHIREMANSTOWN, PA 17011
NATURE OF BUSINESS: REAL ESTATE COMPANY
START DATE: 09/2016
APX NUMBER OF HOURS PER WEEK: 1
APX NUMBER OF HOURS DURING TRADING HOURS: 1
BRIEF DESCRIPTION OF DUTIES: OWNER
(3) NAME OF OTHER BUSINESS: HARBOR STONE FINANCIAL ;
INVESTMENT RELATED: YES ;
ADDRESS: SAME AS REGISTERED LOCATION ;
NATURE OF BUSINESS: FINANCIAL SERVICES ;
START DATE: 08/2020 ;
POSITION/TITLE/RELATIONSHIP: OWNER ;
APX NUMBER OF HOURS PER WEEK: 40 ;
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ;
BRIEF DESCRIPTION OF DUTIES: DBA NAME FOR FINANCIAL SERVICES ;
CRS (Client Relationship Summary) - RIA
Click below to view Michael Jon Brittain's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 25 S 35th St, Camp Hill, PA 17011RIA
CRD#: 105644
CAMP HILL, PA
Current
December 9, 2016 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1104 Fernwood Ave Ste 302, Camp Hill, PA 17011BD
CRD#: 13572
Camp Hill, PA
Past
December 9, 2016 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
SEWICKLEY, PA
Past
July 2, 2003 - December 12, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
MECHANICSBURG, PA
Past
August 21, 1992 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 21, 1992 - December 12, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MECHANICSBURG, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(3/23/2023)
RR
Florida(12/9/2016)
RR
Maryland(11/5/2024)
RR
New Hampshire(1/12/2024)
RR
New York(3/11/2019)
RR
North Carolina(9/20/2023)
RR
Pennsylvania(12/9/2016)
IAR
Pennsylvania(6/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
