Norman E. Ross
Professional summary
Norman Edmond Ross, CLU®, who also goes by Norman Edmond Ross, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Norman is registered as a RR (Registered Representative) and started their career in finance in 1992. Norman has worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Norman Edmond Ross's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2024 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901March 2, 2021 - October 1, 2024
LION STREET FINANCIAL, LLC
December 13, 2001 - January 22, 2021
ROSS SECURITIES CORPORATION
March 24, 2000 - December 20, 2001
NATHAN & LEWIS SECURITIES, INC.
November 12, 1993 - September 18, 1997
WALNUT STREET SECURITIES, INC.
July 22, 1993 - February 8, 1995
NATHAN & LEWIS SECURITIES, INC.
April 21, 1993 - February 28, 2000
HSM&R FINANCIAL SERVICES CORPORATION
September 8, 1992 - October 27, 2009
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/30/2024)
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(9/8/2025)
(9/30/2024)
(9/30/2024)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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