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BW

Brian J. White

MONNESS CRESPI HARDT & CO.
New York, NY 10017-2047
Some features on this profile are disabled
CRD#: 2258162
BW

Professional summary

Brian John White is a registered financial professional currently at MONNESS CRESPI HARDT & CO., INC. located in New York, New York.

Brian is registered as a RR (Registered Representative) and started their career in finance in 1993. Brian has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 87 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian John White's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 12, 2018 - Present

MONNESS CRESPI HARDT & CO., INC.

Office #1: 767 Third Avenue, New York, NY 10017-2047
BD
CRD#: 7424
New York, NY
Past

September 22, 2015 - January 23, 2018

DREXEL HAMILTON, LLC

BD
CRD#: 143570
NEW YORK, NY
Past

August 7, 2013 - September 1, 2015

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY
Past

March 28, 2012 - August 8, 2013

TOPEKA CAPITAL MARKETS INC.

BD
CRD#: 154133
NEW YORK, NY
Past

June 23, 2009 - January 31, 2012

TICONDEROGA SECURITIES LLC

BD
CRD#: 7671
NEW YORK, NY
Past

June 11, 2008 - June 24, 2009

CANACCORD GENUITY SECURITIES LLC

BD
CRD#: 24790
NEW YORK, NY
Past

March 28, 2006 - April 15, 2008

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

October 27, 2003 - March 20, 2006

KAUFMAN BROS., L.P.

BD
CRD#: 37909
NEW YORK, NY
Past

October 15, 1999 - May 27, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

July 1, 1998 - September 27, 1999

COWEN AND COMPANY

BD
CRD#: 7616
NEW YORK, NY
Past

February 13, 1998 - July 1, 1998

FINANCIAL SQUARE PARTNERS

BD
CRD#: 1541
NEW YORK, NY
Past

May 22, 1996 - September 6, 1996

SCHONFELD SECURITIES, LLC

BD
CRD#: 23304
JERICHO, NY
Past

February 14, 1996 - May 22, 1996

TUSCANY EQUITY MANAGEMENT CORPORATI0N

BD
CRD#: 20016
DEERFIELD BEACH, FL
Past

July 25, 1995 - February 14, 1996

SCHONFELD SECURITIES, LLC

BD
CRD#: 23304
JERICHO, NY
Past

July 31, 1993 - November 2, 1994

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

April 7, 1993 - July 31, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(3/12/2018)
RR
Massachusetts
(3/12/2018)
RR
Minnesota
(3/12/2018)
RR
New York
(3/12/2018)
RR
Ohio
(3/12/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/19/1993
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/14/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 3/7/2005
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 4/6/1993
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MC
MONNESS CRESPI HARDT & CO., INC.
MONNESS CRESPI HARDT & CO., INC. | MONNESS, WILLIAMS, CRESPI & CO., INC.

CRD#: 7424 / SEC#: , 8-21380

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
767 Third Avenue, New York, NY 10017-2047
Mailing Address
767 Third Avenue, New York, NY 10017-2047
Phone number
(212) 838-7575
Established
New York since 11/01/1996
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CRESPI, NEIL STEVENPRESIDENT/ (CEO-EQUIVALENT)857348
MONNESS, ANDREW JAMESCHAIRMAN/FINOP338145
BLANCO, WILLIAM JOHNVICE PRESIDENT/FINOP2759359
FERGUSON-MORAN, KAREN ANNCCO4669988

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MONNESS CRESPI HARDT & CO., INC.

CRD#: 7424New York, NY 10017-2047

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