Timothy D. O'donnell
Professional summary
Timothy Daniel O'donnell, who also goes by Timothy Daniel Odonnell, is a registered financial professional currently at PAULSON INVESTMENT COMPANY LLC located in New York, New York.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1992. Timothy has worked at 15 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Daniel O'donnell's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 12, 2018 - Present
PAULSON INVESTMENT COMPANY LLC
Office #1: 40 Wall Street 39th Floor, New York, NY 10005October 3, 2016 - September 13, 2018
ALTERNATIVE EXECUTION GROUP
September 10, 2009 - September 30, 2016
VCS VENTURE SECURITIES
January 5, 2007 - August 24, 2009
MADISON PROPRIETARY TRADING GROUP, LLC
April 6, 2005 - January 3, 2007
SETON SECURITIES GROUP, INC.
June 2, 2003 - February 7, 2005
BAIRD, PATRICK & CO., INC.
July 25, 2002 - May 6, 2003
HILL THOMPSON MAGID & CO., INC.
November 1, 2001 - July 2, 2002
DONALD & CO. SECURITIES INC.
February 14, 2001 - September 25, 2001
DEUTSCHE IXE, LLC
October 27, 2000 - January 16, 2001
WM. V. FRANKEL & CO., INCORPORATED
November 4, 1996 - October 26, 2000
SHARPE CAPITAL, INC.
July 11, 1996 - November 15, 1996
PARAGON CAPITAL MARKETS, INC.
September 28, 1993 - April 16, 1996
CROWN FINANCIAL GROUP, INC.
August 5, 1993 - October 22, 1993
WALL STREET MANAGEMENT CORPORATION
August 25, 1992 - June 23, 1993
BISHOP, ROSEN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/12/2018)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/15/1999
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
PAULSON INVESTMENT COMPANY LLC
CRD#: 5670 / SEC#: 801-107194, 8-26807
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | |
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 |
| DAVIS, TRENT DONALD | CHIEF EXECUTIVE OFFICER | 2137171 |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
Disclosures
| Regulatory Event | 35 |
| Civil Event | 1 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
