Fernando De La Lama Merino
Professional summary
Fernando De La Lama Merino was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Fernando is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Fernando had worked at 3 firms, which includes EFG CAPITAL INTERNATIONAL, PRUDENTIAL EQUITY GROUP LLC, COUTTS SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2003 - June 8, 2016
EFG CAPITAL INTERNATIONAL
July 31, 2002 - June 20, 2003
PRUDENTIAL EQUITY GROUP, LLC
May 3, 2001 - July 30, 2002
COUTTS SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
EFG CAPITAL INTERNATIONAL
CRD#: 40118 / SEC#: 801-120569, 8-48969
Contact information
FINRA licenses (30 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EFG CAPITAL HOLDINGS CORP. | PARENT | |
| ARGUMEDO, GUILLERMO ARTURO | SENIOR VICE PRESIDENT, REGISTERED OPTIONS PRINCIPAL | 2542794 |
| BORGES, LEONARDO SILVA | PRINCIPAL OPERATIONS OFFICER | 5637377 |
| ECHEVARRIA, VICTOR MANUEL | CHAIRMAN OF THE BOARD | 1939548 |
| GONZALEZ, CARLOS JAVIER | CHIEF COMPLIANCE OFFICER | 4294205 |
| LEVERETT, KYLE LAWRENCE | PRINCIPAL FINANCIAL OFFICER | 6123446 |
| MESQUITA, SILVANA SOBRAL | AMLCO | 6983852 |
| MOHOROVIC, SANJIN | CEO | 6849141 |
Disclosures
| Regulatory Event | 6 |
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