AT
Anthony M. Thurlow
CETERA INVESTMENT ADVISERS LLC
LAS VEGAS, NV 89120
Some features on this profile are disabled
CRD#: 2257683
AT
Professional summary
Anthony Maximillian Thurlow, AIF®, who also goes by Tony Thurlow, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Las Vegas, Nevada and CETERA ADVISORS LLC located in Las Vegas, Nevada.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Anthony has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tony Thurlow
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 08/22/2016; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 HOUR; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: C & T PROPERTY MANAGEMENT, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 03/2000; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 HOUR; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: RENTAL OF OFFICE BUILDING. 3. NAME OF OTHER BUSINESS: THURLOW WEALTH MANAGEMENT - PRESENTATIONS; INVESTMENT RELATED: YES; ADDRESS: 333 PAVILION CENTER DRIVE #115, LAS VEGAS, NV 89144; NATURE OF BUSINESS: COLLEGE WORKSHOPS; START DATE: 09/07/2016; POSITION/TITLE/RELATIONSHIP: TEACHER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 HOUR A WEEK; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: PRESENT RETIREMENT BASED EDUCATION WORKSHOPS AT THE COLLEGE 4. NAME OF OTHER BUSINESS: DBA THURLOW WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 03/2000; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 HOURS; BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS. 5. NAME OF OTHER BUSINESS: DBA - DMI; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/29/2012; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; APX NUMBER OF HOURS PER WEEK: 1 HOUR; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: DBA FOR INSURANCE BUSINESS; 6. NAME OF OTHER BUSINESS: HEALTHPILOT; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: MEDICARE HEALTHPILOT; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: AGENT; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: CLIENT PORTAL TO MEDICARE OPTIONS/QUOTES, ADDITIONAL TOOL & RESOURCE TO FINDING MEDICARE. AS NEEDED; 7. NAME OF OTHER BUSINESS: TWM PARTNERS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 7/2024;, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Maximillian Thurlow's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 4040 E Post Rd Ste 101 Unit F-1, Las Vegas, NV 89120RIA
CRD#: 105644
LAS VEGAS, NV
Current
October 3, 2016 - Present
CETERA ADVISORS LLC
Office #1: 4040 E Post Rd Ste 101 Unit F-1, Las Vegas, NV 89120BD
CRD#: 10299
LAS VEGAS, NV
Past
October 3, 2016 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
July 11, 2012 - October 3, 2016
INVESTORS CAPITAL CORP.
RIA
CRD#: 30613
HENDERSON, NV
Past
July 11, 2012 - October 3, 2016
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
HENDERSON, NV
Past
January 31, 1997 - July 19, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
HENDERSON, NV
Past
July 13, 1992 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 13, 1992 - July 19, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
HENDERSON, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/18/2024)
RR
Arizona(10/3/2016)
RR
Arkansas(10/3/2016)
RR
California(10/3/2016)
RR
Colorado(10/3/2016)
RR
Connecticut(10/29/2021)
RR
Delaware(4/24/2024)
RR
Florida(10/4/2016)
RR
Georgia(10/3/2016)
RR
Hawaii(1/30/2018)
RR
Idaho(10/3/2016)
RR
Illinois(10/3/2016)
RR
Iowa(11/1/2021)
RR
Louisiana(1/3/2025)
RR
Massachusetts(10/3/2016)
RR
Michigan(11/27/2018)
RR
Minnesota(10/3/2016)
RR
Missouri(10/3/2016)
RR
Montana(10/3/2016)
RR
Nebraska(10/3/2016)
RR
Nevada(10/3/2016)
IAR
Nevada(3/21/2024)
RR
New Mexico(1/26/2024)
RR
North Carolina(4/3/2019)
RR
Ohio(10/3/2016)
RR
Oklahoma(4/3/2025)
RR
Oregon(10/3/2016)
RR
South Carolina(11/16/2018)
RR
South Dakota(12/10/2020)
RR
Tennessee(3/19/2021)
RR
Texas(10/3/2016)
IAR
Texas(3/21/2024)
RR
Utah(10/3/2016)
RR
Vermont(1/3/2022)
RR
Virginia(10/3/2016)
RR
Washington(10/17/2016)
RR
Wisconsin(10/28/2021)
RR
Wyoming(10/3/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
