Robert C. Hsieh
Professional summary
Robert Chungcheng Hsieh, who also goes by Chungcheng Hsieh, Robert Chung Cheng Hsieh, is a registered financial professional currently at GLOBALINK SECURITIES, INC. located in Monrovia, California.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1998. Robert has worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Chungcheng Hsieh's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 22, 2010 - Present
GLOBALINK SECURITIES, INC.
Office #1: 185 W Chestnut Ave,, Monrovia, CA 91016December 14, 2009 - March 11, 2010
B.B. GRAHAM & COMPANY, INC.
June 10, 2008 - December 2, 2009
DOLPHIN SECURITIES, INC.
February 23, 2004 - June 13, 2008
QUEST CAPITAL STRATEGIES, INC.
September 9, 2002 - February 9, 2004
MONY SECURITIES CORPORATION
June 27, 2000 - August 22, 2002
TRANSAMERICA FINANCIAL ADVISORS, INC.
April 24, 1998 - June 26, 2000
SIGNATOR INVESTORS, INC.
March 18, 1998 - April 28, 1998
1717 CAPITAL MANAGEMENT COMPANY
January 28, 1998 - April 8, 1998
OSAIC WEALTH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/22/2010)
Exams
FINRA
Current Firm
GLOBALINK SECURITIES, INC.
CRD#: 29721 / SEC#: , 8-44509
Contact information
FINRA licenses (28 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HU, PHILIP CHENGKUO | EXECUTIVE VICE PRESIDENT | 2576527 |
| LIAO, JUNHUA | PRESIDENT /CEO, CCO, AND AMLCO | 4278425 |
| TUNG, YVONNE YI-WEN | SECRETARY | 5202974 |
| FAN, STEVEN | SVP, COMPLIANCE DIRECTOR | 4039972 |
| LIOU, SHIOU-ING DIANE | SHAREHOLDER | 4436524 |
| LU, YUANYUAN | VP, DIRECTOR OF MARKETING | 7602201 |
| SHEN, LAN | SHAREHOLDERS | 4809719 |
| TANG, YING | VP, DIRECTOR OF ACCOUNTING | 6135897 |
| THORNTON, STEVEN LEE | FINOP | 4496384 |
| WANG, ZHUOLI | VP, DIRECTOR OF OPERATION | 6296782 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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