Frederic A. Berry
TRUIST ADVISORY SERVICES | Senior Managing Director
CHARLOTTESVILLE, VA 22902
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CRD#: 2257231
Professional summary
Frederic Aroyce Berry III, who also goes by Frederic A Berry, Fritz Berry, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Charlottesville, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Roanoke, Virginia.
Frederic is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Frederic has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
What are your service offerings?
Trust & estate planning
Loans/credit services
Executive services/Equity comp...
Trading individual securities
Financial planning
Philanthropic services
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Frederic A Berry | Fritz Berry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
JACABONE; NON INVESTMENT RELATED, CHARLOTTESVILLE, VA; MUSIC GROUP; MUSICIAN; 10/13/2012 - PRESENT; 12 HOURS PER MONTH DEVOTED AFTER BUSIENSS HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Frederic Aroyce Berry III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 27, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 305 E Jefferson St, Charlottesville, VA 22902RIA
CRD#: 283390
CHARLOTTESVILLE, VA
Current
March 4, 2005 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 10 Franklin Rd, Se Fl 2 & 5, Roanoke, VA 24011Office #2: 305 E Jefferson St, Charlottesville, VA 22902BD
CRD#: 17499
Roanoke, VA
Past
April 12, 2005 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
ROANOKE, VA
Past
June 21, 2002 - June 26, 2002
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CHARLOTTE, NC
Past
June 15, 2002 - June 26, 2002
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
November 15, 2001 - June 21, 2002
WACHOVIA SECURITIES, INC.
RIA
CRD#: 431
CHARLOTTESVILLE, VA
Past
February 20, 2001 - June 15, 2002
WACHOVIA SECURITIES, INC.
BD
CRD#: 431
CHARLOTTE, NC
Past
November 6, 1992 - November 21, 1995
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Past
August 24, 1992 - October 15, 1992
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 24, 1992 - October 15, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/30/2025)
RR
Arizona(4/13/2020)
RR
California(1/22/2010)
RR
Colorado(1/22/2010)
RR
Connecticut(2/1/2018)
RR
Delaware(1/25/2018)
RR
District of Columbia(11/23/2018)
RR
Florida(1/22/2010)
RR
Georgia(12/22/2016)
RR
Hawaii(11/23/2018)
RR
Illinois(11/13/2017)
RR
Indiana(2/20/2019)
RR
Kansas(10/7/2016)
RR
Kentucky(2/22/2022)
RR
Louisiana(10/4/2021)
IAR
Louisiana(10/11/2021)
RR
Maryland(1/22/2010)
RR
Massachusetts(12/10/2012)
RR
Michigan(5/16/2023)
RR
Minnesota(9/26/2023)
RR
Montana(1/11/2022)
RR
Nebraska(11/6/2019)
RR
New Jersey(11/15/2016)
RR
New York(5/9/2011)
RR
North Carolina(8/21/2012)
RR
Ohio(12/27/2018)
RR
Oregon(11/21/2018)
RR
Pennsylvania(1/22/2010)
RR
South Carolina(1/3/2018)
RR
Tennessee(9/10/2024)
RR
Texas(1/22/2010)
IAR
Texas(8/13/2019)
RR
Vermont(11/13/2017)
RR
Virginia(4/12/2005)
IAR
Virginia(9/27/2016)
RR
Washington(11/23/2018)
RR
West Virginia(1/22/2010)
RR
Wyoming(8/22/2023)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
Senior Managing DirectorCRD#: 283390Charlottesville, VA 22902TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
