Michael J. Mcglothlin

INTEGRITY CAPITAL

Fort Wayne, IN 46802

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CRD#: 2257151

Professional summary

Michael Jay Mcglothlin, CFP® is a registered financial professional currently at INTEGRITY CAPITAL, LLC located in Fort Wayne, Indiana.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 15 firms and has passed the Series 63, Series 82TO, Series 7TO, SIE, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Jay Mcglothlin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 31, 2025 - Present

INTEGRITY CAPITAL, LLC

Office #1: 888 S Harrison St., Suite 900, Fort Wayne, IN 46802

CRD#: 285198

Fort Wayne, IN

Past

April 26, 2018 - January 31, 2025

FIRST PALLADIUM, LLC

CRD#: 289822

Fort Wayne, IN

Past

March 27, 2013 - August 31, 2017

MERCAP SECURITIES, LLC

CRD#: 156607

FORT WAYNE, IN

Past

November 22, 2011 - March 26, 2013

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

BIRMINGHAM, AL

Past

February 8, 2008 - December 31, 2010

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

INDIANAPOLIS, IN

Past

February 4, 2008 - December 31, 2010

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

INDIANAPOLIS, IN

Past

October 25, 2006 - December 31, 2007

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

INDIANAPOLIS, IN

Past

October 25, 2006 - December 31, 2007

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

INDIANAPOLIS, IN

Past

October 6, 2004 - October 5, 2006

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

INDIANAPOLIS, IN

Past

September 15, 2004 - October 5, 2006

PRINCIPAL SECURITIES, INC.

CRD#: 1137

INDIANAPOLIS, IN

Past

March 20, 2003 - October 6, 2004

AMERICAN GENERAL SECURITIES INCORPORATED

RIA

CRD#: 13626

INDIANAPOLIS, IN

Past

March 20, 2003 - October 6, 2004

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

January 5, 2001 - June 11, 2002

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

FRANKLIN, TN

Past

July 31, 2000 - December 4, 2000

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

November 17, 1995 - June 29, 2000

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

April 14, 1994 - July 31, 1995

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

April 14, 1994 - July 31, 1995

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

October 13, 1992 - April 27, 1994

BMA FINANCIAL SERVICES, INC.

CRD#: 7943

KANSAS CITY, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/31/2025)

Arizona
(1/31/2025)

Arkansas
(1/31/2025)

California
(1/31/2025)

Connecticut
(1/31/2025)

Delaware
(1/31/2025)

District of Columbia
(1/31/2025)

Florida
(1/31/2025)

Georgia
(1/31/2025)

Hawaii
(1/31/2025)

Illinois
(1/31/2025)

Indiana
(1/31/2025)

Kentucky
(1/31/2025)

Maine
(1/31/2025)

Maryland
(1/31/2025)

Massachusetts
(1/31/2025)

Minnesota
(1/31/2025)

Missouri
(1/31/2025)

Montana
(1/31/2025)

Nebraska
(1/31/2025)

Nevada
(1/31/2025)

New Hampshire
(1/31/2025)

New Jersey
(1/31/2025)

New Mexico
(1/31/2025)

New York
(1/31/2025)

North Carolina
(1/31/2025)

North Dakota
(1/31/2025)

Ohio
(1/31/2025)

Oklahoma
(1/31/2025)

Oregon
(1/31/2025)

Pennsylvania
(1/31/2025)

Rhode Island
(1/31/2025)

South Carolina
(1/31/2025)

South Dakota
(1/31/2025)

Texas
(1/31/2025)

Utah
(1/31/2025)

Vermont
(1/31/2025)

Virginia
(1/31/2025)

Washington
(1/31/2025)

West Virginia
(1/31/2025)

Exams

State Security Law Exam

Series 63

Date: 9/21/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 82TO

Date: 7/22/2024

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 7TO

Date: 7/19/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/9/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/20/2024

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 5/4/2002

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

INTEGRITY CAPITAL, LLC

ANNEXUS SECURITIES, LLC | INTEGRITY CAPITAL, LLC

CRD#: 285198 / SEC#: , 8-69829

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260

Mailing Address

16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260

Phone number

(480) 321-8992

Established

Delaware since 08/05/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
INTEGRITY WEALTH, LLC	MEMBER
DENHAM, ERIC TODD	PRESIDENT	1812039
GILBREATH, WESLEY BLAKE	CHIEF FINANCIAL OFFICER	7294886
GILBREATH, WESLEY BLAKE	FINOP	7294886
GILBREATH, WESLEY BLAKE	PRINCIPAL FINANCIAL OFFICER	7294886
LEPORE, KENNETH	PRINCIPAL OPERATIONS OFFICER	1356913
LEPORE, KENNETH	CCO	1356913

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael J. Mcglothlin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Jay Mcglothlin's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST PALLADIUM, LLC

MERCAP SECURITIES, LLC

KESTRA INVESTMENT SERVICES, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL SECURITIES INCORPORATED

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

VOYA FINANCIAL PARTNERS, LLC

NATIONAL PLANNING CORPORATION

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

BMA FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/21/1992

Series 82TO

Date: 7/22/2024

Series 7TO

Date: 7/19/2024

SIE

Date: 10/1/2018

Series 6

Date: 10/9/1992

Series 24

Date: 8/20/2024

Series 26

Date: 5/4/2002

FINRA

Current Firm

INTEGRITY CAPITAL, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

INTEGRITY CAPITAL, LLC

TRUST BUT VERIFY

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