Nora P. Clifford
Professional summary
Nora Phelan Clifford, who also goes by Nora Phelan Clifford, Nora Clifford, Nora M Phelan, Nora Marie Phelan, Nora Phelan, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Greenbrae, California and FIDELITY BROKERAGE SERVICES LLC located in Larkspur, California.
Nora is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Nora has worked at 13 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nora Phelan Clifford's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 601 Larkspur Landing Circle, Larkspur, CA 94939January 18, 2023 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 601 Larkspur Landing Circle, Larkspur, CA 94939February 16, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 6, 2022 - October 5, 2022
FORUSALL
March 11, 2019 - November 16, 2021
EQUITABLE ADVISORS, LLC
January 31, 2019 - November 16, 2021
EQUITABLE ADVISORS, LLC
May 5, 2012 - May 9, 2013
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
September 12, 2002 - May 21, 2012
PULSE TRADING, INC.
June 14, 1999 - April 27, 2001
DEUTSCHE BANK SECURITIES INC.
September 29, 1998 - June 14, 1999
DB ALEX. BROWN LLC
March 20, 1996 - August 14, 1998
J.P. MORGAN SECURITIES LLC
July 6, 1994 - February 13, 1996
NEEDHAM & COMPANY, LLC
March 23, 1994 - June 20, 1994
ABN AMRO SECURITIES LLC
October 11, 1992 - January 7, 1994
MONTGOMERY SECURITIES
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/9/2023)
(2/15/2023)
(2/10/2023)
(2/27/2023)
(2/9/2023)
(3/31/2025)
(2/10/2023)
(1/18/2023)
(2/10/2023)
(1/19/2023)
(1/19/2023)
(2/13/2023)
(2/23/2023)
(1/19/2023)
(2/17/2023)
(2/10/2023)
(2/10/2023)
(2/9/2023)
(2/9/2023)
(2/10/2023)
(1/18/2023)
(1/19/2023)
(2/10/2023)
(2/13/2023)
(3/8/2023)
(2/9/2023)
(2/9/2023)
(2/14/2023)
(2/9/2023)
(2/15/2023)
(2/16/2023)
(2/21/2023)
(2/9/2023)
(2/9/2023)
(2/9/2023)
(2/14/2023)
(1/19/2023)
(2/13/2023)
(2/9/2023)
(2/10/2023)
(1/30/2023)
(2/13/2023)
(2/13/2023)
(2/13/2023)
(2/10/2023)
(2/9/2023)
(3/31/2025)
(2/9/2023)
(2/10/2023)
(2/10/2023)
(2/9/2023)
(2/9/2023)
(2/9/2023)
(2/9/2023)
(2/9/2023)
Exams
Series 7TO
Date: 12/5/2022
General Securities Representative ExaminationSeries 55
Date: 2/3/2003
Limited Representative-Equity Trader ExamFINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
