Annette Q. Halprin
Professional summary
Annette Quinn Halprin, who also goes by Annette D Halprin, Annette D Quinn, Annette Denise Quinn, is a registered financial professional currently at MARKETAXESS CORPORATION located in New York, New York.
Annette is registered as a RR (Registered Representative) and started their career in finance in 1993. Annette has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Annette Quinn Halprin's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 18, 2009 - Present
MARKETAXESS CORPORATION
Office #1: 55 Hudson Yards 15th Floor, New York, NY 10001January 9, 2003 - September 21, 2009
COMMERZ MARKETS LLC
February 1, 2002 - January 6, 2003
DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC.
April 30, 2001 - February 1, 2002
COMMERZ MARKETS LLC
May 5, 2000 - January 16, 2001
JPMSI
June 11, 1999 - May 9, 2000
BNP PARIBAS SECURITIES CORP.
September 23, 1993 - January 26, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/18/2009)
Exams
FINRA
Current Firm
MARKETAXESS CORPORATION
CRD#: 44542 / SEC#: , 8-50727
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
