Dennis E. Follmer

MONTIS FINANCIAL

WALTHAM, MA 02451

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CRD#: 2256077

Professional summary

Dennis Eugene Follmer is a registered financial advisor currently at MONTIS FINANCIAL, LLC located in Waltham, Massachusetts.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Dennis has worked at 3 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Eugene Follmer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 10, 2023 - Present

MONTIS FINANCIAL, LLC

Office #1: 230 Third Avenue Floor 5, Waltham, MA 02451

RIA

CRD#: 163986

WALTHAM, MA

Past

June 13, 1997 - December 21, 1998

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

September 25, 1992 - July 3, 1995

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MONTIS FINANCIAL, LLC

MONTIS FINANCIAL | MONTIS FINANCIAL, LLC

CRD#: 163986 / SEC#: 801-76534

RIA

Registered Investment Advisory firm - (4/27/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(5/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/27/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/3/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 6/4/1998

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/24/1992

General Securities Representative Examination

Current Firm

MONTIS FINANCIAL, LLC

MONTIS FINANCIAL | MONTIS FINANCIAL, LLC

CRD#: 163986 / SEC#: 801-76534

RIA

Registered Investment Advisory firm - (4/27/2012 Approved)

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Contact information

Main Address

230 Third Avenue Floor 5, Waltham, MA 02451

Mailing Address

Phone number

(781) 541-5057

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (9/15/2025)

Regulatory assets under management

Total Number of Accounts	1,937
AUM (Assets Under Management)	$ 1,012,415,189

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/28/2025	Cover Page	Report
12/17/2024	Cover Page	Report
03/15/2024	Cover Page	Report
01/19/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dennis E. Follmer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Eugene Follmer's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARCLAYS CAPITAL INC.

KEYBANC CAPITAL MARKETS INC.

Primary Firm SEC Registration

MONTIS FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/27/2023

Series 63

Date: 11/3/1992

Series 3

Date: 6/4/1998

Series 7

Date: 9/24/1992

Current Firm

MONTIS FINANCIAL, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MONTIS FINANCIAL, LLC

TRUST BUT VERIFY

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