RS
Robert L. Sheets
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Maryville, TN 37801
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CRD#: 2255862
RS
Professional summary
Robert L Sheets, who also goes by Rob Sheets, Robby Sheets, Robert Lloyd Sheets, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Maryville, Tennessee and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Maryville, Tennessee.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Robert has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rob Sheets | Robby Sheets | Robert Lloyd Sheets
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SHEETS PHILLIPS DEVELOPERS GP / PO box 5627, Maryville TN 37801 / 08/01/2002 / NIR / OWNER - REAL ESTATE / 20 HR/MO - 10 HR/MO TRADING 2) MORGANTON SQ ROB SHEETS GEN PARTNERSHIP, P.O. Box 5627, Maryville TN 37802, 12/2023, President, Real Estate, NIR, 7 HR/MO, 3 HR/MO TRADING. 3) SHEETS FINANCIAL GROUP, 679 Morganton Square Dr, MARYVILLE TN 37801, 10/2022, IAR, MONEY MANAGEMENT, INV REL, 90 HR/MO - 90 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Robert L Sheets's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 6, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 679 Morganton Square Dr., Maryville, TN 37801RIA
CRD#: 134139
Maryville, TN
Current
June 1, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 679 Morganton Square Dr., Maryville, TN 37801BD
CRD#: 39543
Maryville, TN
Past
July 17, 2020 - June 3, 2022
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
MARYVILLE, TN
Past
July 17, 2020 - June 3, 2022
SECURITIES AMERICA, INC.
BD
CRD#: 10205
MARYVILLE, TN
Past
February 1, 2018 - July 17, 2020
INVESTACORP ADVISORY SERVICES INC
RIA
CRD#: 109011
MARYVILLE, TN
Past
January 31, 2018 - July 17, 2020
INVESTACORP, INC.
BD
CRD#: 7684
MARYVILLE, TN
Past
December 11, 2017 - March 1, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
MARYVILLE, TN
Past
August 15, 2017 - February 9, 2018
WMG FINANCIAL ADVISORS, LLC
RIA
CRD#: 285824
KNOXVILLE, TN
Past
April 5, 2011 - December 17, 2017
OSAIC FS, INC.
RIA
CRD#: 3870
MARYVILLE, TN
Past
October 12, 2009 - December 17, 2017
OSAIC FS, INC.
BD
CRD#: 3870
MARYVILLE, TN
Past
August 4, 2009 - October 15, 2009
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
MARYVILLE, TN
Past
January 27, 2004 - July 21, 2009
SSN ADVISORY, INC.
RIA
CRD#: 126090
MARYVILLE, TN
Past
March 19, 1998 - July 21, 2009
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
MARYVILLE, TN
Past
July 27, 1992 - March 23, 1998
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(6/1/2022)
RR
North Carolina(6/6/2022)
RR
Tennessee(6/1/2022)
IAR
Tennessee(6/6/2022)
RR
Texas(4/28/2025)
IAR
Texas(4/29/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Maryville, TN 37801TRUST BUT VERIFY
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