Alexander Wang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Wang, who also goes by Alex Wang, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 1995. Alexander had worked at 6 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2012 - May 6, 2013
GETCO SECURITIES, LLC
August 23, 2011 - June 3, 2013
OCTEG, LLC
April 30, 2010 - April 28, 2011
DIFFUSION MARKETS, L.L.C.
October 18, 2005 - August 19, 2011
D.E. SHAW SECURITIES, L.L.C.
August 25, 2004 - August 22, 2005
KNIGHT CAPITAL AMERICAS, L.P.
March 2, 1995 - March 23, 1999
D.E. SHAW SECURITIES, L.L.C.
March 2, 1995 - March 23, 1999
D. E. SHAW INVESTMENTS, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/15/2005
Limited Representative-Equity Trader ExamCurrent Firm
GETCO SECURITIES, LLC
CRD#: 151233 / SEC#: , 8-68352
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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