Brian S. Ullsperger
Professional summary
Brian Steven Ullsperger, CIMA®, who also goes by Brian S Ullsperger, Brian Ullsperger, is a registered financial advisor currently at ANDERSEN located in Mclean, Virginia.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Brian has worked at 6 firms and has passed the Series 63, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brian Steven Ullsperger's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 2011 - Present
ANDERSEN
Office #1: 1861 International Drive, Suite 501, Mclean, VA 22102August 10, 2007 - July 9, 2010
CAPITAL FIDUCIARY ADVISORS, INC.
November 8, 2006 - October 15, 2007
USF SECURITIES, L.P.
October 27, 2006 - October 15, 2007
USF ADVISORS, LLC
October 28, 1997 - March 2, 2005
CHARLES SCHWAB & CO., INC.
July 8, 1997 - March 2, 2005
CHARLES SCHWAB & CO., INC.
February 15, 1995 - March 5, 1996
FIRST UNION CAPITAL MARKETS CORP.
Primary Firm SEC Registration
ANDERSEN
CRD#: 124205 / SEC#: 801-61693
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/10/2019)
(6/23/2020)
(8/2/2011)
Exams
Current Firm
ANDERSEN
CRD#: 124205 / SEC#: 801-61693
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584 |
| AUM (Assets Under Management) | $ 6,080,097,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/13/2025 | ||
| 01/22/2024 | ||
| 09/28/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
