CG
Christopher T. Genovese
ADVISORS ASSET MANAGEMENT
Melville, NY 11747
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CRD#: 2255451
CG
Professional summary
Christopher Thomas Genovese, who also goes by Christopher T Genovese, Geno Genovese, is a registered financial advisor currently at ADVISORS ASSET MANAGEMENT, INC. located in Melville, New York.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Christopher has worked at 3 firms and has passed the Series 66, Series 65, Series 63, Series 52TO, Series 79TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christopher T Genovese | Geno Genovese
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)NAME:VANLAM, INC BDA ROCKIN ILALIAN ICES NATURE:CONCESSION AT JONES BEACH THEATRE/APPPOX. 30 SHOWS PER SEASON DUTIES:VERY LIGHT BOOKKEEPING/BANKING TITLE:TREASURER TIME:10-15 HRS PER YEAR START:6/7/14 THE THEATRE PROVIDES ALL EMPLOYEES, STORGE, PERMIT AND SCHEDULING. TWO BUSINESS PARTNERS HANDLE ALL ELSE. NOT INVESTMENT SECURITIES RELATED 2)NAME:RENTAL PROPERTY OWNED BY GENO AVELLINO, LLC ADDRESS:9533 AVELLINO WAY, UNIT #2912, NAPLES, FLORIDA 34113 TITLE:OWNER/LANDLORD START:DEC 2017 TIME:MINIMAL INVOLVEMENT. WE HAVE A REALTOR HANDLING RENTER SCREENING, COLLECTIONS, ETC. MY WIFE AND I OWN A PROPERTY IN FLORIDA AND HAVE BEEN RENTING IT OUT MONTHLY. WE RECEIVE RENTAL INCOME OF $2,300 WHICH IS USED TO PAY TAXES, HOA EXPENSES REALTOR EXPENSES AND THE MORTGAGE. COMPENSATION OF $2300/MONTH IS RENTAL INCOME WHICH IS SLIGHTLY GREATER THAN MONTHLY EXPENSES. NOT INVESTMENT SECURITIES RELATED 3)NAME:ZANDRABILITY, INC ADDRESS:46 WAGON WHEEL LANE, DIX HILLS, NY 11746 TITLE:DIRECTOR DUTIES: FUNDRAISER AND EVENT PLANNER ;SUCH AS T-SHIRT SALES, BOWLING GATHERINGS, BBQ AND MUSIC EVENTS. START:11/2021 TIME:ABOUT 10 HOURS PER MONTH. MY DAUGHTER, ALEXANDRA (ZANDRA) DECIDED TO START A 501-C3 CORPORATION TO RAISE FUNDS TO FIND A CURE FOR SPINAL MUSCULAR ATROPHY (SMA). FOR YEARS OUR FAMILY HAS HOSTED FUNDRAISERS FOR ORGANIZATIONS LIKE "FAMILIES OF SMA" AND "CURE SMA". WITH HER NEW ZANDRABILITY, INC., ALEXANDRA PLANS TO RAISE FUNDS FOR THESE ORGANIZATIONS AS WELL AS FOR LOCAL FAMILIES WITH KIDS CHALLENGED WITH ACCESSIBILITY ISSUES. NOT INVESTMENT SECURITIES RELATED 4) NAME: GENO ABACOA, LLC ADDRESS: 4903 CHANCELLOR DRIVE, UNIT 23, THE VILLAGE AT ABACOA, JUPITER, FLORIDA 33458 START: 12/2024 TIME: VERY LITTLE TIME AS VICTORIA WILL MANAGE THE PROPERTY ALONG WITH AN OUTSIDE MANAGEMENT FIRM. RENTAL PROPERTY IN JUPITER, FLORIDA. COMPENSATION = RENTAL INCOME LESS HOA FEES, TAXES, ETC. LLC IS JOINTLY OWNED WITH VICTORIA GENOVESE. NOT INVESTMENT SECURITIES RELATED 5) NAME: SCOUTING AMERICA THEODORE ROOSEVELT COUNCIL ADDRESS: SCOUTING AMERICA, 544 BROADWAY, MASSAPEQUA, NEW YORK 11758 TITLE: MEMBER OF THE BOARD OF DIRECTORS AND INVESTMENT COMMITTEE START: 12/01/2024 TIME: ABOUT 3 HOURS PER MONTH MEMBER OF BOARD OF DIRECTORS. MEMBER OF INVESTMENT COMMITTEE: ASSETS MANAGED BY MORGAN STANLEY ON FULL DISCRETION BASIS. ROLE IS ADVISORY. NOT INVESTMENT SECURITIES RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Thomas Genovese's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christopher Thomas Genovese's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 26, 2004 - Present
ADVISORS ASSET MANAGEMENT, INC.
Office #1: 48 South Service Rd Suite 210, Melville, NY 11747RIA
BD
CRD#: 46727
Melville, NY
Current
April 11, 2001 - Present
ADVISORS ASSET MANAGEMENT, INC.
Office #1: 48 South Service Rd Suite 210, Melville, NY 11747RIA
BD
CRD#: 46727
Melville, NY
Past
July 9, 1997 - February 2, 2001
STOEVER, GLASS & COMPANY INC.
BD
CRD#: 7031
NEW YORK, NY
Past
August 22, 1996 - June 25, 1997
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
September 22, 1992 - September 11, 1996
STOEVER, GLASS & COMPANY INC.
BD
CRD#: 7031
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ADVISORS ASSET MANAGEMENT, INC.
ADVISOR'S ASSET MANAGEMENT | STERLING BROKERAGE SERVICES, LLC | FIXED INCOME SECURITIES, LP | FIXED INCOME SECURITIES, LLC | FIXED INCOME SECURITIES, INC. | ADVISORS ASSET MANAGEMENT, INC.
CRD#: 46727 / SEC#: 801-62731, 8-51509
RIA
Registered Investment Advisory firm - SEC (2/6/2004 Approved)California
Registered Investment Advisory firm - SEC (4/14/2004 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/15/2004 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/3/2004)
RR
Arkansas(11/8/2005)
RR
California(4/11/2001)
RR
Colorado(8/9/2004)
RR
Connecticut(4/16/2001)
RR
Florida(4/11/2001)
RR
Georgia(8/5/2004)
RR
Illinois(8/4/2004)
RR
Indiana(5/15/2001)
RR
Louisiana(8/23/2004)
RR
Maine(8/10/2004)
RR
Maryland(4/11/2001)
RR
Massachusetts(4/23/2001)
RR
Michigan(8/9/2004)
RR
Minnesota(4/11/2001)
RR
Mississippi(8/4/2004)
RR
Missouri(8/4/2004)
RR
Nevada(8/13/2004)
RR
New Hampshire(9/1/2004)
RR
New Jersey(4/11/2001)
IAR
New Jersey(4/25/2006)
RR
New York(4/11/2001)
IAR
New York(10/3/2023)
RR
North Carolina(4/11/2001)
RR
Ohio(8/4/2004)
RR
Oklahoma(8/4/2004)
RR
Oregon(10/25/2001)
RR
Pennsylvania(4/11/2001)
RR
Rhode Island(11/2/2005)
RR
South Carolina(4/11/2001)
RR
Texas(8/5/2004)
IAR
Texas(10/26/2004)
RR
Utah(8/4/2004)
RR
Virginia(4/11/2001)
RR
Washington(8/4/2004)
IAR
Washington(12/16/2008)
RR
West Virginia(8/4/2004)
RR
Wisconsin(8/17/2006)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
AA
ADVISORS ASSET MANAGEMENT, INC.
ADVISOR'S ASSET MANAGEMENT | STERLING BROKERAGE SERVICES, LLC | FIXED INCOME SECURITIES, LP | FIXED INCOME SECURITIES, LLC | FIXED INCOME SECURITIES, INC. | ADVISORS ASSET MANAGEMENT, INC.
CRD#: 46727 / SEC#: 801-62731, 8-51509
RIA
Registered Investment Advisory firm - SEC (2/6/2004 Approved)California
Registered Investment Advisory firm - SEC (4/14/2004 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/15/2004 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
18925 Base Camp Road Suite 203, Monument, CO 80132
Mailing Address
18925 Base Camp Road, Monument, CO 80132
Phone number
(719) 488-9956
Established
Delaware since 01/01/2008
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
274
SEC notice filing (50 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AAM HOLDINGS, INC | SHAREHOLDER | |
| CORSO, CLIFFORD DEAN | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER/DIRECTOR | 2477519 |
| DANIEL, BART PATRICK | CHIEF TECHNOLOGY OFFICER/DIRECTOR | 4263841 |
| FERONE, MARILEE | EXEC. VP | 1450526 |
| GENOVESE, CHRISTOPHER THOMAS | EXEC. VP/DIRECTOR | 2255451 |
| GILBERT, BRIAN WAYNE | SR. VP | 1857325 |
| LLOYD, MATTHEW WILLIAM | CHIEF INVESTMENT STRATEGIST/EXEC. VP/DIRECTOR | 2460808 |
| MEITZNER, ALEX ROBERT | SR. VP | 1964373 |
| OPIE, JEFFREY KURTIS | EXEC. VP, CHIEF FINANCIAL OFFICER | 5763807 |
| SICKLES, CHARLES EDWARD | EXEC. VP | 2097390 |
| STEWART, RICHARD ALAN | EXEC. VP | 1653343 |
| STOKLOSA, TIMOTHY JOHN | EXEC. VP, CHIEF OPERATING OFFICER | 4897959 |
| WEBBER, JOHN EDWIN | SVP, CHIEF COMPLIANCE OFFICER/SECRETARY | 5169415 |
Regulatory assets under management
| Total Number of Accounts | 1,591 |
| AUM (Assets Under Management) | $ 1,958,198,460 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
