Thomas K. Turner
Professional summary
Thomas K. Turner III, CFP®, who also goes by Thomas King Turner III, Thomas King III Turner, Tom Turner, is a registered financial advisor currently at NORTHWEST FINANCIAL ADVISORS LLC located in Herndon, Virginia and LPL FINANCIAL LLC located in Herndon, Virginia.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Thomas has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas K. Turner III's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1998
Experience
August 20, 2013 - Present
NORTHWEST FINANCIAL ADVISORS LLC
Office #1: 200 Spring Street Suite 120, Herndon, VA 20170Office #2: 231 Maple Avenue, East, Vienna, VA 22180September 8, 2008 - Present
LPL FINANCIAL LLC
Office #1: 200 Spring Street, Ste 120, Herndon, VA 20170Office #2: 231 Maple Ave East, Vienna, VA 22180September 11, 2008 - Present
NORTHWEST FINANCIAL GROUP LLC
Office #1: 231 Maple Avenue, East, Vienna, VA 22180October 15, 2008 - August 20, 2013
NORTHWEST FINANCIAL GROUP LLC
September 9, 2008 - August 30, 2013
LPL FINANCIAL LLC
August 13, 2004 - July 17, 2008
CETERA WEALTH SERVICES, LLC
March 30, 2004 - July 17, 2008
CETERA WEALTH SERVICES, LLC
December 3, 2003 - March 31, 2004
PFS INVESTMENTS INC.
August 20, 1997 - November 3, 2003
OSAIC FA, INC.
August 25, 1992 - November 3, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 25, 1992 - November 3, 2003
OSAIC FA, INC.
Primary Firm SEC Registration
NORTHWEST FINANCIAL ADVISORS LLC
CRD#: 166769 / SEC#: 801-77994
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/24/2019)
(8/25/2020)
(11/6/2017)
(7/18/2012)
(2/10/2022)
(10/17/2008)
(12/12/2008)
(6/30/2023)
(6/12/2017)
(2/6/2016)
(7/11/2025)
(9/9/2008)
(4/10/2019)
(7/28/2021)
(3/28/2018)
(3/3/2010)
(10/18/2024)
(8/5/2019)
(2/20/2013)
(10/20/2008)
(2/16/2023)
(8/14/2023)
(9/16/2013)
(7/24/2023)
(1/8/2019)
(7/17/2013)
(2/14/2013)
(7/28/2015)
(7/28/2015)
(9/9/2008)
(8/20/2013)
(11/7/2008)
(11/30/2018)
(9/9/2013)
Exams
FINRA
Current Firm
NORTHWEST FINANCIAL ADVISORS LLC
CRD#: 166769 / SEC#: 801-77994
Contact information
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,756 |
| AUM (Assets Under Management) | $ 1,243,981,468 |
Red Flags
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