Brian J. Steck
STRATEGIC ADVISERS | Vice President, Executive Planning Consultant
PORT JEFFERSON STATI, NY
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CRD#: 2254583
Professional summary
Brian J Steck, who also goes by Brian Jerold Steck, Brian Steck, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Port Jefferson Stati, New York and FIDELITY BROKERAGE SERVICES LLC located in Providence, Rhode Island.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Brian has worked at 5 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 9, Series 10, Series 8 and Series 24 exams.
Biography
As an Executive Planning Consultant at Fidelity Investments, my primary focus is creating great client experiences for every individual I work with. My approach consists of getting to know my clients, building lifetime relationships, and then engaging in a customized financial planning process in support of their unique goals and objectives. What excites me about working for Fidelity is that the company is truly focused on putting our clients first.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian Jerold Steck | Brian Steck
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brian J Steck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Miami University
Bachelor of Business Administration - General Business
1988
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
PORT JEFFERSON STATI, NY
Current
August 30, 2005 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 10 Memorial Boulevard, Providence, RI 02903BD
CRD#: 7784
Providence, RI
Past
June 11, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
LAKE GROVE, NY
Past
September 7, 2005 - March 14, 2007
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
ROSLYN, NY
Past
November 19, 2004 - August 12, 2005
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
FLORENCE, KY
Past
February 25, 2003 - August 12, 2005
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
CINCINNATI, OH
Past
January 14, 2003 - February 11, 2003
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BLUE ASH, OH
Past
October 18, 1993 - February 11, 2003
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Past
July 24, 1992 - August 30, 1993
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/13/2021)
RR
Alaska(1/7/2026)
RR
Arizona(8/13/2021)
RR
Arkansas(7/18/2023)
RR
California(6/29/2021)
RR
Colorado(6/30/2021)
RR
Connecticut(5/26/2021)
RR
Delaware(3/25/2023)
RR
District of Columbia(10/8/2021)
RR
Florida(8/13/2021)
RR
Georgia(5/6/2022)
RR
Hawaii(6/30/2021)
RR
Idaho(8/13/2021)
RR
Illinois(5/26/2021)
RR
Indiana(7/27/2021)
RR
Iowa(5/6/2022)
RR
Kansas(7/18/2023)
RR
Kentucky(7/18/2023)
RR
Louisiana(7/18/2023)
RR
Maine(10/8/2021)
RR
Maryland(10/8/2021)
RR
Massachusetts(11/17/2020)
RR
Michigan(6/25/2021)
RR
Minnesota(8/13/2021)
RR
Mississippi(9/29/2023)
RR
Missouri(3/25/2023)
RR
Montana(1/7/2026)
RR
Nebraska(5/6/2022)
RR
Nevada(1/7/2026)
RR
New Hampshire(9/29/2023)
RR
New Jersey(5/26/2021)
RR
New Mexico(1/7/2026)
RR
New York(8/30/2005)
IAR
New York(3/31/2025)
RR
North Carolina(6/30/2021)
RR
North Dakota(1/7/2026)
RR
Ohio(8/13/2021)
RR
Oklahoma(8/13/2021)
RR
Oregon(10/8/2021)
RR
Pennsylvania(10/8/2021)
RR
Puerto Rico(1/7/2026)
RR
Rhode Island(5/6/2022)
RR
South Carolina(6/30/2021)
RR
South Dakota(8/13/2021)
RR
Tennessee(8/13/2021)
RR
Texas(6/24/2021)
IAR
Texas(3/31/2025)
RR
Utah(8/13/2021)
RR
Vermont(7/19/2021)
RR
Virgin Islands(1/7/2026)
RR
Virginia(8/13/2021)
RR
Washington(6/25/2021)
RR
West Virginia(9/29/2023)
RR
Wisconsin(6/28/2021)
RR
Wyoming(1/7/2026)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 10/28/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)PREMIUM
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Executive Planning ConsultantCRD#: 104555Port Jefferson Stati, NYTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
