Derek S. Pilecki

GATOR CAPITAL MANAGEMENT

TAMPA, FL 33607

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CRD#: 2254221

Professional summary

Derek Steven Pilecki, who also goes by Derek Pilecki, is a registered financial advisor currently at GATOR CAPITAL MANAGEMENT, LLC located in Tampa, Florida.

Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Derek has worked at 1 firm and has passed the Series 3 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Derek Pilecki

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DAVID PILECKI IS A MEMBER/OWNER OF ENDURANCE FUND SERVICES, LLC, A MUTUAL FUND AND TRUST.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Steven Pilecki's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 17, 2008 - Present

GATOR CAPITAL MANAGEMENT, LLC

Office #1: 2502 N Rocky Point Drive Suite 665, Tampa, FL 33607

RIA

CRD#: 147067

TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GATOR CAPITAL MANAGEMENT, LLC

CRD#: 147067 / SEC#: 801-77606

RIA

Registered Investment Advisory firm - (2/12/2013 Approved)

Florida

Registered Investment Advisory firm - (3/6/2013 Terminated)

Texas

Registered Investment Advisory firm - (3/6/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/17/2008)

IAR

Texas
(7/10/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 3

Date: 6/18/1992

National Commodity Futures Examination

Current Firm

GATOR CAPITAL MANAGEMENT, LLC

CRD#: 147067 / SEC#: 801-77606

RIA

Registered Investment Advisory firm - (2/12/2013 Approved)

Florida

Registered Investment Advisory firm - (3/6/2013 Terminated)

Texas

Registered Investment Advisory firm - (3/6/2013 Terminated)

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Contact information

Main Address

2502 N. Rocky Point Dr., Suite 665, Tampa, FL 33607

Mailing Address

Phone number

(813) 282-7870

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FINAL 2024-04-16 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 367,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Derek S. Pilecki

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Steven Pilecki's CRS (Customer Relationship Summary).

Certified licenses

Experience

GATOR CAPITAL MANAGEMENT, LLC

Primary Firm SEC Registration

GATOR CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 3

Date: 6/18/1992

Current Firm

GATOR CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GATOR CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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