Linda G. Eaton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Goodwin Eaton, who also goes by Linda G Eaton, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1992. Linda had worked at 10 firms and has passed the Series 65, Series 63, Series 2, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 2007 - May 2, 2012
WESTPARK WEALTH ADVISORS, INC.
November 29, 2007 - May 2, 2012
IMS SECURITIES, INC.
September 10, 2007 - October 24, 2007
INTEGRITY ALLIANCE, LLC.
September 10, 2007 - October 24, 2007
INTEGRITY ALLIANCE, LLC.
February 17, 2005 - September 13, 2007
CROWN CAPITAL SECURITIES, L.P.
January 12, 2005 - September 13, 2007
CROWN CAPITAL SECURITIES, L.P.
December 12, 2002 - September 29, 2004
PEB FINANCIAL GROUP, INC.
November 18, 2001 - December 6, 2002
CITISTREET FINANCIAL SERVICES LLC
April 24, 2000 - December 6, 2002
CITISTREET EQUITIES LLC
July 1, 1996 - March 31, 2000
NATIONWIDE INVESTMENT SERVICES CORPORATION
September 1, 1993 - July 1, 1996
NATIONWIDE SECURITIES, LLC
September 3, 1992 - August 25, 1993
MONY SECURITIES CORPORATION
Primary Firm SEC Registration
WESTPARK WEALTH ADVISORS, INC.
CRD#: 130914 / SEC#: 801-63009
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 6/24/1996
Non-Member General Securities ExaminationCurrent Firm
WESTPARK WEALTH ADVISORS, INC.
CRD#: 130914 / SEC#: 801-63009
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 700 |
| AUM (Assets Under Management) | $ 229,314,510 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
