Paul K. Peltekian
Professional summary
Paul K Peltekian, who also goes by Paul Peltekian, is a registered financial professional currently at ELEVATION, LLC located in Englewood Cliffs, New Jersey.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1992. Paul has worked at 7 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul K Peltekian's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 4, 2021 - Present
ELEVATION, LLC
Office #1: 560 Sylvan Avenue Suite 3050, Englewood Cliffs, NJ 07632May 1, 2019 - October 18, 2021
STONEX FINANCIAL INC.
October 18, 2011 - May 2, 2019
CIRRUS RESEARCH, LLC
November 1, 2007 - April 1, 2010
TRADITION SECURITIES AND DERIVATIVES LLC
February 11, 2005 - August 20, 2007
GFI SECURITIES LLC
October 16, 1992 - December 22, 1992
CHELSEA STREET SECURITIES, INC.
August 21, 1992 - September 30, 1992
FRANKLIN-LORD, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/17/2025)
(11/4/2021)
(11/4/2021)
(4/17/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/6/2005
Limited Representative-Equity Trader ExamFINRA
Current Firm
ELEVATION, LLC
CRD#: 140341 / SEC#: , 8-67306
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SHEEHAN, PATRICK JAMES | MANAGING MEMBER | 2053134 |
| SARAH TRENT HARRIS IRREVOCABLE FAMILY TRUST | PASSIVE INVESTOR | |
| BARTON ASSET MANAGEMENT, LLC | PASSIVE INVESTOR | |
| CARTER III, WARREN SMOOT | PARTNER | 6751824 |
| HARRIS, MATTHEW CARTER | TRUSTEE | 6178227 |
| LUCAS, CLAIRE TOURNE | PASSIVE INVESTOR | |
| LUCAS, HAINES DEMAREST | PASSIVE INVESTOR | |
| LUCAS, JOSIAH CHARLES TRENT | TRUSTEE | 6178218 |
| PEAK6 INVESTMENTS, L.P. | PASSIVE INVESTOR | |
| PETERSON, KELSEY CARL III | REGISTERED OPTIONS PRINCIPAL | 6684459 |
| SHEEHAN, JOHN MICHAEL BYRNE | PARTNER, CEO | 2272269 |
| SILVER, SCOTT MICHAEL | CHIEF COMPLIANCE OFFICER - CCO | 2290261 |
Disclosures
| Regulatory Event | 7 |
Red Flags
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