JP
Jorge R. Perez
DMK ADVISOR GROUP
Lutz, FL 33558
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CRD#: 2253547
JP
Professional summary
Jorge Ramon Perez, who also goes by Jorge Perez, is a registered financial advisor currently at DMK ADVISOR GROUP, INC. located in Lutz, Florida and COMPASS FINANCIAL MANAGEMENT LLC located in Lutz, Florida.
Jorge is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Jorge has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jorge Perez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. DMG FINANCIAL LLC SINCE 09/01/2009 7114 W. JEFFERSON AVE., STE. 305, LAKEWOOD, CO 80235 INV-RELATED- MANAGING MEMBER, GENERAL OPERATIONS, HIRING AND SALES. APPROX 10HRS/MONTH. RELATED TO DMK ADVISOR GROUP INC. 2. PROPERTY RENTALS POSITION: OWNER NATURE: real-estate rentals as sole proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 HOURS/MONTH START DATE: 2004 ADDRESS: 308 Hazelnut St., Winter Springs FL 32708 3. SOPER,PEREZ AND ASSOCIATES INC. POSITION: President Owner NATURE: General Line Agency Property and Casualty INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 HOURS/Month START DATE: 01/01/1990 ADDRESS: 506 east state rd 434, Winter Springs FL 32708, United States DESCRIPTION: Overall management of company and and follow up of daily sales activity 4. DMK Advisory Group, board member and registered rep and IAR, investment related yes, start date 8/2019, Hours: 40 trading hours per month Address: 17461 Hunting Bow Circle Suite 102 Lutz, FL 5. DMK Advisor Group LLC, broker dealer, board member and registered rep and IAR, investment related yes, start date 1/2020, Hours: 100 hours per month Address: 17461 Hunting Bow Circle Suite 102 Lutz, FL
CRS (Client Relationship Summary) - RIA
Click below to view Jorge Ramon Perez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2022 - Present
DMK ADVISOR GROUP, INC.
Office #1: 17961 Hunting Bow Circle Suite 102, Lutz, FL 33558RIA
BD
CRD#: 41067
Lutz, FL
Current
March 20, 2024 - Present
COMPASS FINANCIAL MANAGEMENT LLC
Office #1: 17961 Hunting Bow Circle Suite 102, Lutz, FL 33558RIA
CRD#: 156345
Lutz, FL
Current
June 28, 2019 - Present
DMK ADVISOR GROUP, INC.
Office #1: 17961 Hunting Bow Circle Suite 102, Lutz, FL 33558RIA
BD
CRD#: 41067
Lutz, FL
Past
August 28, 2019 - December 31, 2021
DMK ADVISOR GROUP, INC.
RIA
CRD#: 41067
Winter Springs, FL
Past
November 28, 2017 - July 1, 2019
OSAIC WEALTH, INC.
RIA
CRD#: 23131
LUTZ, FL
Past
June 30, 2015 - July 1, 2019
OSAIC WEALTH, INC.
BD
CRD#: 23131
LUTZ, FL
Past
June 3, 2009 - July 1, 2015
THE LEADERS GROUP, INC.
BD
CRD#: 37157
WINTER SPRINGS, FL
Past
May 6, 1993 - June 8, 2009
SECURITIES MANAGEMENT & RESEARCH, INC.
BD
CRD#: 759
WINTER SPRINGS, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
COMPASS FINANCIAL MANAGEMENT LLC
COMPASS FINANCIAL MANAGEMENT LLC | ZODA FINANCIAL | NATURE COAST CAPITAL | MY ROADMAP ADVISOR | MOWERY CAPITAL | MICHAEL LEE STRATEGY | MARKOWSKI INVESTMENTS HOLDING CORPORATION | MARKOWSKI BROTHERS HOLDING CORPORATION | KELLY INVESTMENT ADVISORS | KDH FINANCIAL | JOHN DANIELS CPA | INTELLIVISOR FAMILY OFFICE | INDEPENDENCE MONEY | FORTIFIED WEALTH MANAGEMENT | DMK ADVISOR GROUP | DISE WEALTH MANAGEMENT
CRD#: 156345 / SEC#: 801-118185
RIA
Registered Investment Advisory firm - (3/6/2020 Approved)Florida
Registered Investment Advisory firm - (3/11/2020 Terminated)New Jersey
Registered Investment Advisory firm - (3/19/2020 Terminated)New York
Registered Investment Advisory firm - (3/11/2020 Terminated)South Carolina
Registered Investment Advisory firm - (3/11/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(7/1/2019)
RR
Florida(6/28/2019)
IAR
Florida(1/6/2022)
RR
Illinois(6/28/2019)
RR
Massachusetts(6/28/2019)
RR
Puerto Rico(6/28/2019)
IAR
Puerto Rico(1/18/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
COMPASS FINANCIAL MANAGEMENT LLC
COMPASS FINANCIAL MANAGEMENT LLC | ZODA FINANCIAL | NATURE COAST CAPITAL | MY ROADMAP ADVISOR | MOWERY CAPITAL | MICHAEL LEE STRATEGY | MARKOWSKI INVESTMENTS HOLDING CORPORATION | MARKOWSKI BROTHERS HOLDING CORPORATION | KELLY INVESTMENT ADVISORS | KDH FINANCIAL | JOHN DANIELS CPA | INTELLIVISOR FAMILY OFFICE | INDEPENDENCE MONEY | FORTIFIED WEALTH MANAGEMENT | DMK ADVISOR GROUP | DISE WEALTH MANAGEMENT
CRD#: 156345 / SEC#: 801-118185
RIA
Registered Investment Advisory firm - (3/6/2020 Approved)Florida
Registered Investment Advisory firm - (3/11/2020 Terminated)New Jersey
Registered Investment Advisory firm - (3/19/2020 Terminated)New York
Registered Investment Advisory firm - (3/11/2020 Terminated)South Carolina
Registered Investment Advisory firm - (3/11/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2422 W. Sunset Drive, Tampa, FL 33629
Mailing Address
Phone number
(813) 831-5168
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,350 |
| AUM (Assets Under Management) | $ 518,984,611 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COMPASS FINANCIAL MANAGEMENT LLC
CRD#: 156345Lutz, FL 33558TRUST BUT VERIFY
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