David M. Wren
CETERA INVESTMENT ADVISERS LLC
WALL, NJ 07719
Some features on this profile are disabled
CRD#: 2253404
Professional summary
David Mathew Wren, CFP®, who also goes by David Matthew Wren, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Wall, New Jersey and CETERA ADVISORS LLC located in Wall, New Jersey.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. David has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Matthew Wren
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.SEKI, 310 MAIN STREET FLOOR 1 AVON BY THE SEA, NJ 07717, REAL ESTATE DEVELOPMENT, PARTNER. 2. SAFE HARBOR FINANCIAL II, LLC, SAME AS OFFICE ADDRESS, START 12/01/10, REAL ESTATE, 50% OWNER, 1HR/WK. 3. NAME OF OTHER BUSINESS: SAFE HARBOR FINANCIAL, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 5/2006; POSITION/TITLE/RELATIONSHIP: PARTNER/ REGISTERED REPRESENTATIVE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: ALLAIRE PARK CONDO ASSOC ; INVESTMENT RELATED: NO; ADDRESS: 1540 HIGHWAY 138 WALL, NJ 07719 ; NATURE OF BUSINESS: CONDO ASSOCIATION ; START DATE: 10/2021 ; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: HELP MANAGE AND MAINTAIN ALLAIRE PARK OFFICE COMPLEX ; 5. NAME OF OTHER BUSINESS: CHARLES COURT CONDOMINIUM ASSOC.; INVESTMENT RELATED: NO; ADDRESS: 725 JEFFERSON ST, HOBOKEN, NJ 07703; NATURE OF BUSINESS: BOARD; START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MAKE DECISIONS & SET POLICY TO MANAGE HOA; 6. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 05/2024; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;
CRS (Client Relationship Summary) - RIA
Click below to view David Mathew Wren's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1540 Highway 138 Ste 303, Wall, NJ 07719RIA
CRD#: 105644
WALL, NJ
Current
May 12, 2006 - Present
CETERA ADVISORS LLC
Office #1: 1540 Highway 138 Ste 303, Wall, NJ 07719BD
CRD#: 10299
Wall, NJ
Past
May 12, 2006 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
MANCHESTER, CT
Past
May 10, 2002 - May 26, 2006
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
SEA GIRT, NJ
Past
May 14, 2001 - May 26, 2006
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
SEA GIRT, NJ
Past
August 3, 1992 - May 14, 2001
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/21/2006)
RR
Alaska(1/11/2017)
RR
Arizona(8/4/2016)
RR
Arkansas(11/16/2017)
RR
California(5/21/2007)
RR
Colorado(7/14/2014)
RR
Connecticut(4/11/2012)
RR
Delaware(5/13/2013)
RR
District of Columbia(5/12/2006)
RR
Florida(5/12/2006)
RR
Georgia(12/5/2008)
RR
Idaho(11/17/2021)
RR
Illinois(1/11/2017)
RR
Indiana(10/2/2013)
RR
Iowa(5/16/2017)
RR
Kansas(1/11/2017)
RR
Kentucky(1/2/2013)
RR
Louisiana(11/16/2017)
RR
Maine(11/30/2010)
RR
Maryland(2/17/2012)
RR
Massachusetts(2/24/2012)
RR
Michigan(2/7/2014)
RR
Minnesota(5/6/2008)
RR
Mississippi(11/16/2017)
RR
Missouri(1/11/2017)
RR
Montana(7/16/2012)
RR
Nebraska(8/13/2019)
RR
Nevada(1/11/2019)
RR
New Hampshire(1/11/2017)
RR
New Jersey(5/12/2006)
IAR
New Jersey(3/21/2024)
RR
New Mexico(6/29/2018)
RR
New York(5/12/2006)
RR
North Carolina(5/12/2006)
RR
Ohio(1/12/2017)
RR
Oregon(1/11/2017)
RR
Pennsylvania(5/12/2006)
RR
Rhode Island(1/11/2017)
RR
South Carolina(1/2/2013)
RR
Tennessee(11/16/2017)
RR
Texas(1/11/2017)
IAR
Texas(3/21/2024)
RR
Utah(1/11/2017)
RR
Vermont(1/11/2017)
RR
Virginia(2/7/2014)
RR
Washington(10/16/2007)
RR
Wisconsin(1/11/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 4/4/1997
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Wall, NJ 07719TRUST BUT VERIFY
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