Jeffrey S. Liolios
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Scott Liolios, who also goes by Scott Liolios, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1992. Jeffrey had worked at 6 firms and has passed the Series 66, Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2013 - October 20, 2016
GVC CAPITAL LLC
August 15, 2005 - August 22, 2011
NEWPORT MICRO PARTNERS, LLC
September 25, 2002 - December 31, 2012
GVC CAPITAL LLC
October 18, 1996 - May 12, 1997
LLOYD WADE SECURITIES INC.
March 27, 1996 - September 17, 1996
FOX & COMPANY INVESTMENTS INC.
September 22, 1992 - November 10, 1994
PRUDENTIAL EQUITY GROUP, LLC
July 20, 1992 - December 9, 1992
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
GVC CAPITAL LLC
CRD#: 38923 / SEC#: , 8-48465
Contact information
FINRA licenses (41 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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