James G. Irvine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Gerard Irvine, who also goes by James G Irvine, James Irvine, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1992. James had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2016 - January 2, 2018
CDX ADVISORS
April 16, 2015 - December 24, 2015
INTE SECURITIES LLC
August 24, 2012 - November 11, 2014
CEA ATLANTIC ADVISORS, LLC
January 3, 2003 - August 17, 2012
OPPENHEIMER & CO. INC.
August 6, 2001 - January 3, 2003
CIBC WORLD MARKETS CORP.
July 31, 1998 - July 31, 2001
REFCO SECURITIES, LLC
July 7, 1995 - August 28, 1998
CANTOR FITZGERALD SECURITIES
January 18, 1994 - May 31, 1995
J.P. MORGAN SECURITIES INC.
June 16, 1992 - October 9, 1992
MERRILL LYNCH GOVERNMENT SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CDX ADVISORS
CRD#: 171500 / SEC#: , 8-69465
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
