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Barry Charles Mohr Jr

PLP CAPITAL
ORLANDO, FL
·CRD# 2252397·31 years experience

Professional Summary

Barry Charles Mohr JR, who also goes by Barry Charles Mohr, is a registered financial advisor currently at PLP CAPITAL located in Orlando, Florida. Barry is registered as a RR (Registered Representative) and started their career in finance in 1995. Barry has worked at 14 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Barry Charles Mohr

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

Current

PLP CAPITALCurrent·CRD# 38901
BD
10243 Mattraw Place, Orlando, FL 32836
March 19, 2018 - Present

Past

REVL SECURITIES, LLCPast·CRD# 269839
BD
Philadelphia, PA
September 5, 2017 - March 26, 2018
GEORGE K. BAUM & COMPANYPast·CRD# 36354
BD
New York, NY
April 30, 2016 - November 1, 2016
GUGGENHEIM SECURITIES, LLCPast·CRD# 40638
BD
New York, NY
October 21, 2013 - November 18, 2014
SANTANDER US CAPITAL MARKETS LLCPast·CRD# 150696
BD
New York, NY
March 1, 2013 - October 2, 2013
PIERPONT CAPITAL ADVISORS LLCPast·CRD# 108424
BD
New York, NY
March 1, 2012 - March 7, 2013
COHEN & COMPANY SECURITIES, LLCPast·CRD# 149758
BD
New York, NY
February 24, 2012 - March 5, 2012
COHEN & COMPANY CAPITAL MARKETS, LLCPast·CRD# 144981
BD
New York, NY
May 24, 2011 - February 17, 2012
COHEN & COMPANY SECURITIES, LLCPast·CRD# 104002
BD
New York, NY
May 9, 2006 - May 24, 2011
KEEFE, BRUYETTE & WOODS, INC.Past·CRD# 481
BD
New York, NY
January 28, 2002 - April 27, 2006
GOLDEN HARRIS CAPITAL GROUP, INC.Past·CRD# 13889
BD
West Orange, NJ
September 9, 1999 - February 5, 2002
SAMUEL A. RAMIREZ & COMPANY, INC.Past·CRD# 6963
BD
New York, NY
February 9, 1999 - August 30, 1999
TUCKER ANTHONY INCORPORATEDPast·CRD# 837
BD
Boston, MA
May 11, 1998 - February 17, 1999
INTL FCSTONE PARTNERS L.P.Past·CRD# 19764
BD
Jersey City, NJ
August 21, 1995 - May 22, 1998

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Current Firm

PC
PLP CAPITAL

BCS BROKERAGE, INC. | TRIBAL CAPITAL MARKETS, LLC | PLP CAPITAL, LLC | PLP CAPITAL | BLUE CAPITAL SECURITIES, INC.

CRD#: 38901 / SEC#: 8-48460
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

10243 Mattraw Place, Orlando, FL 32836

Mailing Address

10243 Mattraw Place, Orlando, FL 32836

Phone Number

(212) 376-7492

Established

Delaware since 04/20/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (21 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PLP CAPITAL, LLCMEMBER—
HARRIS, PATRICK EUGENECCO5748909
LAPIETRA, PETERCEO2273197
OCHOJSKI, GREGORY ANDREFINOP4705726

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(2/28/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1998About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1998About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2007About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Barry Charles Mohr JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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