John Perry

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CRD#: 2251980

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Perry, who also goes by John L Perry, John Lawrence Perry, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1992. John had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

John L Perry | John Lawrence Perry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 5, 2024 - November 4, 2025

STEELPEAK WEALTH, LLC

RIA

CRD#: 165168

Boca Raton, FL

Past

October 1, 2018 - March 15, 2024

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

BOCA RATON, FL

Past

October 1, 2018 - March 15, 2024

RBC CAPITAL MARKETS, LLC

CRD#: 31194

BOCA RATON, FL

Past

September 14, 2015 - October 9, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BOCA RATON, FL

Past

September 11, 2015 - October 9, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BOCA RATON, FL

Past

June 5, 2009 - September 22, 2015

MORGAN STANLEY

RIA

CRD#: 149777

BOCA RATON, FL

Past

June 1, 2009 - September 22, 2015

MORGAN STANLEY

CRD#: 149777

BOCA RATON, FL

Past

March 13, 2008 - June 11, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

BOCA RATON, FL

Past

March 12, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

BOCA RATON, FL

Past

July 21, 2006 - April 10, 2008

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

BOCA RATON, FL

Past

July 6, 2006 - April 10, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

BOCA RATON, FL

Past

May 17, 2004 - July 7, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

BOCA RATON, FL

Past

May 4, 2004 - July 7, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

BOCA RATON, FL

Past

May 26, 2003 - May 4, 2004

SMH CAPITAL ADVISORS LLC

RIA

CRD#: 108344

CEDAR KNOLLS, NJ

Past

January 2, 2001 - May 4, 2004

SANDERS MORRIS LLC

CRD#: 20580

HOUSTON, TX

Past

April 3, 1997 - February 25, 2003

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

March 3, 1997 - December 31, 2000

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

November 3, 1995 - February 28, 1997

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

September 1, 1993 - January 10, 1995

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

August 21, 1992 - July 26, 1993

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STEELPEAK WEALTH, LLC

CRD#: 165168 / SEC#: 801-77132

RIA

Registered Investment Advisory firm - (9/10/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/22/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/10/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/19/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/26/1999

General Securities Principal Examination

Current Firm

STEELPEAK WEALTH, LLC

CRD#: 165168 / SEC#: 801-77132

RIA

Registered Investment Advisory firm - (9/10/2012 Approved)

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Contact information

Main Address

21650 Oxnard Street Suite 2300, Woodland Hills, CA 91367

Mailing Address

Phone number

(818) 835-8720

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (10/22/2025)

Regulatory assets under management

Total Number of Accounts	8,369
AUM (Assets Under Management)	$ 3,439,042,634

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

John Perry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

SMH CAPITAL ADVISORS LLC

SANDERS MORRIS LLC

EQUITY SERVICES, INC.

COMMONWEALTH FINANCIAL NETWORK

EQUITY SERVICES, INC.

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

EQUITY SERVICES, INC.

Primary Firm SEC Registration

STEELPEAK WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/22/2003

Series 63

Date: 9/10/1992

SIE

Date: 10/1/2018

Series 7

Date: 8/19/1992

Series 24

Date: 4/26/1999

Current Firm

STEELPEAK WEALTH, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STEELPEAK WEALTH, LLC

TRUST BUT VERIFY

Contact information

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