Christine Mies

FORVIS MAZARS WEALTH ADVISORS

Wichita, KS 67206

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CRD#: 2251790

Professional summary

Christine Mies, CPWA®, who also goes by Christine Gokie, Christine Rose, is a registered financial advisor currently at FORVIS MAZARS WEALTH ADVISORS, LLC located in Wichita, Kansas.

Christine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Christine has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 28 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christine Gokie | Christine Rose

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christine Mies's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CPWA^®

Certified Private Wealth Advisor

Start date: 2019-09-30

Expire date: 2023-08-31

Experience

Current

December 6, 2017 - Present

FORVIS MAZARS WEALTH ADVISORS, LLC

Office #1: 1551 N. Waterfront Parkway Suite 300, Wichita, KS 67206

RIA

CRD#: 110905

Wichita, KS

Past

February 5, 2014 - December 4, 2017

IMA WEALTH

RIA

CRD#: 112091

WICHITA, KS

Past

December 5, 2007 - March 3, 2014

TRUENORTH, INC.

RIA

CRD#: 110198

WICHITA, KS

Past

July 11, 2005 - December 4, 2017

IMA WEALTH

CRD#: 112091

WICHITA, KS

Past

January 10, 2002 - October 19, 2004

COOPER MALONE MCCLAIN, INC.

CRD#: 18637

WICHITA, KS

Past

March 18, 1997 - November 9, 2001

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORVIS MAZARS WEALTH ADVISORS, LLC

CRD#: 110905 / SEC#: 801-56928

RIA

Registered Investment Advisory firm - (10/28/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(12/6/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/4/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/24/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/4/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 28

Date: 10/27/2014

Introducing Broker/Dealer Financial Operations Principal Examination

Current Firm

FORVIS MAZARS WEALTH ADVISORS, LLC

CRD#: 110905 / SEC#: 801-56928

RIA

Registered Investment Advisory firm - (10/28/1999 Approved)

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Contact information

Main Address

910 East St Louis St, Springfield, MO 65806

Mailing Address

Phone number

(417) 831-7283

Established

Firm type

Fiscal year end

# of Employees

123

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A 082025 (8/20/2025)

Regulatory assets under management

Total Number of Accounts	13,227
AUM (Assets Under Management)	$ 9,751,986,659

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/18/2025	Cover Page	Report
09/18/2024	Cover Page	Report
01/23/2024	Cover Page	Report
11/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christine Mies

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christine Mies's CRS (Customer Relationship Summary).

Certified licenses

Experience

IMA WEALTH

TRUENORTH, INC.

IMA WEALTH

COOPER MALONE MCCLAIN, INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

FORVIS MAZARS WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/4/2007

Series 63

Date: 6/24/1997

SIE

Date: 12/4/2017

Series 7

Date: 3/17/1997

Series 28

Date: 10/27/2014

Current Firm

FORVIS MAZARS WEALTH ADVISORS, LLC

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FORVIS MAZARS WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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