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Denise M. Diodato

ROOSEVELT & CROSS
NEW YORK, NY 10006
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CRD#: 2251274
DD
Denise Marie DiodatoROOSEVELT & CROSS

Professional summary


Denise Marie Diodato, who also goes by Denise Marie Jacobsen, is a registered financial professional currently at ROOSEVELT & CROSS, INCORPORATED located in New York, New York and TORNADO located in New York, New York.

Denise is registered as a RR (Registered Representative) and started their career in finance in 2004. Denise has worked at 10 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.

Aliases


Denise Marie Jacobsen

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Denise Marie Diodato's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 26, 2026 - Present

ROOSEVELT & CROSS, INCORPORATED

Office #1: 55 Broadway 22nd Fl, New York, NY, 10006
BD
CRD#: 6964
NEW YORK, NY
Current

May 19, 2026 - Present

TORNADO

Office #1: 135 Madison Ave 5th Floor, New York, NY 10016
BD
CRD#: 269966
NEW YORK, NY
Past

May 5, 2011 - November 14, 2013

STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS

BD
CRD#: 149326
NEW YORK, NY
Past

July 15, 2009 - April 29, 2011

IRC SECURITIES LLC

BD
CRD#: 150022
NEW YORK, NY
Past

January 28, 2009 - July 15, 2009

IRC SECURITIES

BD
CRD#: 16049
NEW YORK, NY
Past

June 12, 2008 - June 22, 2010

LIGHTHOUSE FINANCIAL GROUP, LLC

BD
CRD#: 103734
NEW YORK, NY
Past

August 7, 2006 - June 6, 2008

PULSE TRADING, INC.

BD
CRD#: 104022
NEW YORK, NY
Past

April 11, 2005 - April 28, 2006

INSTITUTIONAL DIRECT INC.

BD
CRD#: 23019
NEW YORK, NY
Past

April 8, 2005 - April 8, 2005

J.P. MORGAN CLEARING CORP.

BD
CRD#: 28432
BROOKLYN, NY
Past

April 8, 2005 - July 27, 2006

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

December 8, 2004 - April 8, 2005

INSTITUTIONAL DIRECT INC.

BD
CRD#: 23019
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 11/28/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 12/10/2007
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


TO
TORNADO
NVSTR FINANCIAL LLC | TORNADO

CRD#: 269966 / SEC#: , 8-69642

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
135 Madison Ave 5th Floor, New York, NY 10016
Mailing Address
135 Madison Ave 5th Floor, New York, NY 10016
Phone number
(844) 466-8787
Established
Delaware since 04/21/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
NVSTR TECHNOLOGIES INC.MEMBER
ABER, PATRICK JOHNSECRETARY, TREASURER, EXECUTIVE REP., OPTIONS PRINCIPAL6524706
GEORGE, BERNARD MUTHIANCEO4589805
MURPHY, STEPHEN VINCENTCCO AND AMLCO2242466
ROMERO, MONIQUE VICTORIAFINOP6712654

Red Flags


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Company Information


TORNADO

CRD#: 269966New York, NY 10006

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