RA
Randal L. Atwell
MADISON AVENUE SECURITIES
Kingsburg, CA 93631
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CRD#: 2251017
RA
Professional summary
Randal Leon Atwell, who also goes by Randy Atwell, is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Kingsburg, California.
Randal is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Randal has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Randy Atwell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF BUSINESS: RANDAL L. ATWELL INSURANCE SERVICES, INC. POSITION: EMPLOYEE NATURE: INSURANCE PRODUCTS AND SERVICES. LIFE, HEALTH, LTC, ANNUITIES, DISABILITY INVESTMENT RELATED: NO NUMBER OF HOURS: 15 INVESTMENT RELATED HOURS: 15 START DATE: 07/16/2007
ADDRESS: 1398 SMITH STREET, KINGSBURG CA 93631
DESCRIPTION: MEET WITH PEOPLE TO EVALUATE, COMPARE & REVIEW NEEDS FOR INSURANCE SERVICES. WE DO FACT FINDERS, REVIEWS OF CURRENT COVERAGES AND DISCUSS THE DESIRES OF THEIR NEEDS.
CRS (Client Relationship Summary) - RIA
Click below to view Randal Leon Atwell's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Randal Leon Atwell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 5, 2016 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 1398 Smith St, Kingsburg, CA 93631RIA
BD
CRD#: 23224
Kingsburg, CA
Current
March 8, 2007 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 1398 Smith St, Kingsburg, CA 93631RIA
BD
CRD#: 23224
Kingsburg, CA
Past
August 23, 1999 - December 17, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY
BD
CRD#: 1075
INDIANAPOLIS, IN
Past
April 20, 1998 - August 20, 1999
AMERICAN UNITED LIFE INSURANCE COMPANY
BD
CRD#: 1075
INDIANAPOLIS, IN
Past
March 30, 1998 - July 28, 1999
WATERSTONE FINANCIAL GROUP, INC.
BD
CRD#: 10078
BOSTON, MA
Past
January 1, 1998 - March 19, 2007
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
KINGSBURG, CA
Past
July 13, 1993 - March 16, 1998
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/30/2018)
IAR
Arizona(7/30/2018)
RR
California(3/8/2007)
IAR
California(10/20/2020)
RR
Colorado(10/28/2021)
RR
Idaho(1/6/2015)
RR
Montana(7/30/2018)
RR
Nevada(1/2/2024)
RR
Oregon(10/10/2022)
RR
Texas(8/12/2021)
IAR
Texas(8/13/2021)
RR
Washington(3/18/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Phone number
(858) 207-1300
Established
Delaware since 05/05/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
93
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
