Paul D. Emrick

NEW EDGE WEALTH | Private Wealth Advisor

Allentown, PA 18104

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CRD#: 2250766

Professional summary

Paul Douglas Emrick, CFP®, CIMA® is a registered financial advisor currently at NEW EDGE WEALTH located in Allentown, Pennsylvania and NEWEDGE SECURITIES, LLC located in Tampa, Florida.

Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Paul has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

What are your service offerings?

Loans/credit services

Philanthropic services

Financial planning

Trading individual securities

Institutional consulting

Trust & estate planning

Retirement planning

What is your current number of clients?

Under 100

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Douglas Emrick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

CIMA^®

Certified Investment Management Analyst

Experience

Current

August 16, 2024 - Present

NEW EDGE WEALTH

Office #1: 4905 W. Tilghman St., Suite 318, Allentown, PA 18104

RIA

CRD#: 307771

Allentown, PA

Current

August 16, 2024 - Present

NEWEDGE SECURITIES, LLC

Office #1: 711 S. Howard Ave., Ste 200, Tampa, FL 33606Office #2: 4905 W. Tilghman St., Suite 250, Allentown, PA 18104

CRD#: 10674

Tampa, FL

Past

April 26, 2013 - August 22, 2024

MORGAN STANLEY

RIA

CRD#: 149777

Allentown, PA

Past

April 5, 2013 - August 22, 2024

MORGAN STANLEY

CRD#: 149777

Allentown, PA

Past

September 17, 2010 - April 18, 2013

J.P. MORGAN SECURITIES LLC

CRD#: 79

PHILADELPHIA, PA

Past

February 5, 2001 - September 9, 2010

MFP STRATEGIES

RIA

CRD#: 109437

BETHLEHEM, PA

Past

December 11, 2000 - September 8, 2010

M HOLDINGS SECURITIES, INC.

CRD#: 43285

BETHLEHAM, PA

Past

March 22, 1999 - January 4, 2001

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

July 24, 1998 - March 20, 1999

CORNERSTONE INSTITUTIONAL INVESTORS, INC.

CRD#: 44664

BETHLEHEM, PA

Past

September 9, 1997 - July 22, 1998

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

February 22, 1996 - September 17, 1997

FIRST LIBERTY INVESTMENT GROUP, INC.

CRD#: 3536

PHILADELPHIA, PA

Past

March 5, 1994 - March 5, 1996

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

August 20, 1992 - March 16, 1994

CARILLON INVESTMENTS, INC.

CRD#: 14646

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEW EDGE WEALTH

NEW EDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEW EDGE WEALTH LLC

CRD#: 307771 / SEC#: 801-118291

RIA

Registered Investment Advisory firm - (3/25/2020 Approved)

Maryland

Registered Investment Advisory firm - (2/28/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (2/25/2020 Terminated)

South Dakota

Registered Investment Advisory firm - (2/24/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (2/24/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/16/2024)

Florida
(8/16/2024)

Massachusetts
(8/16/2024)

New Jersey
(8/16/2024)

North Carolina
(3/18/2025)

Pennsylvania
(8/16/2024)

IAR

Pennsylvania
(8/16/2024)

IAR

Texas
(1/2/2025)

Vermont
(8/16/2024)

West Virginia
(8/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/21/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/9/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/19/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/18/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/26/2003

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

NEW EDGE WEALTH

NEW EDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEW EDGE WEALTH LLC

CRD#: 307771 / SEC#: 801-118291

RIA

Registered Investment Advisory firm - (3/25/2020 Approved)

Maryland

Registered Investment Advisory firm - (2/28/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (2/25/2020 Terminated)

South Dakota

Registered Investment Advisory firm - (2/24/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (2/24/2020 Terminated)

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Contact information

Main Address

2200 Atlantic Street Suite 200, Stamford, CT 06902

Mailing Address

Phone number

(203) 424-2262

Established

Firm type

Fiscal year end

# of Employees

152

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NEWEDGE WEALTH LLC WRAP FEE PROGRAM BROCHURE (3/31/2025)

NEWEDGE WEALTH FORM ADV PART 2A FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	14,680
AUM (Assets Under Management)	$ 12,064,984,416

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/27/2025	Cover Page	Report
12/22/2023	Cover Page	Report
01/27/2023	Cover Page	Report
07/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Paul D. Emrick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Douglas Emrick's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEWEDGE SECURITIES, LLC

MORGAN STANLEY

MORGAN STANLEY

J.P. MORGAN SECURITIES LLC

MFP STRATEGIES

M HOLDINGS SECURITIES, INC.

SIGNATOR INVESTORS, INC.

CORNERSTONE INSTITUTIONAL INVESTORS, INC.

MUTUAL SERVICE CORPORATION

FIRST LIBERTY INVESTMENT GROUP, INC.

1717 CAPITAL MANAGEMENT COMPANY

CARILLON INVESTMENTS, INC.

Primary Firm SEC Registration

NEW EDGE WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 10/21/1994

Series 63

Date: 9/9/1992

SIE

Date: 10/1/2018

Series 7

Date: 8/19/1994

Series 6

Date: 8/18/1992

Series 24

Date: 2/26/2003

FINRA

Nasdaq Stock Market

Current Firm

NEW EDGE WEALTH

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NEW EDGE WEALTH

TRUST BUT VERIFY

Contact information

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