Dean W. Keller
Professional summary
Dean William Keller, who also goes by Dean W Keller, is a registered financial professional currently at FINALIS SECURITIES LLC located in San Juan Capistrano, California.
Dean is registered as a RR (Registered Representative) and started their career in finance in 1997. Dean has worked at 7 firms and has passed the Series 63, Series 52TO, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dean William Keller's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 14, 2026 - Present
FINALIS SECURITIES LLC
August 18, 2022 - November 21, 2025
INDEPENDENCE POINT SECURITIES LLC
September 8, 2015 - August 3, 2022
GUGGENHEIM SECURITIES, LLC
December 21, 2013 - June 26, 2015
BNP PARIBAS SECURITIES CORP.
February 9, 2011 - October 1, 2012
DEUTSCHE BANK SECURITIES INC.
November 28, 1997 - August 15, 2008
CITIGROUP GLOBAL MARKETS INC.
September 17, 1997 - September 1, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/14/2026)
(1/14/2026)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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