Dean W. Keller
Professional summary
Dean W Keller is a registered financial professional currently at INDEPENDENCE POINT SECURITIES LLC located in New York, New York.
Dean is registered as a RR (Registered Representative) and started their career in finance in 1997. Dean has worked at 6 firms and has passed the Series 63, Series 52TO, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dean W Keller's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 18, 2022 - Present
INDEPENDENCE POINT SECURITIES LLC
Office #1: 101 Greenwich Street Suite 1202, New York, NY 10006September 8, 2015 - August 3, 2022
GUGGENHEIM SECURITIES, LLC
December 21, 2013 - June 26, 2015
BNP PARIBAS SECURITIES CORP.
February 9, 2011 - October 1, 2012
DEUTSCHE BANK SECURITIES INC.
November 28, 1997 - August 15, 2008
CITIGROUP GLOBAL MARKETS INC.
September 17, 1997 - September 1, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/8/2022)
(8/18/2022)
(8/20/2024)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
INDEPENDENCE POINT SECURITIES LLC
CRD#: 318171 / SEC#: , 8-70853
Contact information
FINRA licenses (7 States and Territories)
Documents
Red Flags
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