Darin W. Bemis

LEDERER & ASSOCIATES INVESTMENT COUNSEL

Long Beach, CA 90803-5317

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CRD#: 2250447

Professional summary

Darin Wynn Bemis, who also goes by Darin W Bemis, is a registered financial advisor currently at LEDERER & ASSOCIATES INVESTMENT COUNSEL located in Long Beach, California.

Darin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Darin has worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Darin W Bemis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darin Wynn Bemis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 20, 2004 - Present

LEDERER & ASSOCIATES INVESTMENT COUNSEL

Office #1: 5305 East 2nd Street Suite 201, Long Beach, CA 90803-5317

RIA

CRD#: 110376

Long Beach, CA

Past

July 15, 1999 - February 3, 2000

PRINCIPAL FUNDS DISTRIBUTOR, INC.

CRD#: 43261

DES MOINES, IA

Past

March 22, 1996 - July 21, 1999

WM FUND SERVICES, INC.

CRD#: 30763

SEATTLE, WA

Past

October 7, 1992 - March 18, 1996

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

CRD#: 14229

NORTHRIDGE, CA

Past

June 23, 1992 - September 3, 1992

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEDERER & ASSOCIATES INVESTMENT COUNSEL

CRD#: 110376 / SEC#: 801-26228

RIA

Registered Investment Advisory firm - (2/13/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/20/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/26/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/15/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/19/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LEDERER & ASSOCIATES INVESTMENT COUNSEL

CRD#: 110376 / SEC#: 801-26228

RIA

Registered Investment Advisory firm - (2/13/1986 Approved)

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Contact information

Main Address

5305 East 2nd Street Suite 201, Long Beach, CA 90803-5317

Mailing Address

Phone number

(562) 434-5305

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE PART 2 (12/8/2025)

Regulatory assets under management

Total Number of Accounts	137
AUM (Assets Under Management)	$ 244,306,687

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Darin W. Bemis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darin Wynn Bemis's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRINCIPAL FUNDS DISTRIBUTOR, INC.

WM FUND SERVICES, INC.

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

LEDERER & ASSOCIATES INVESTMENT COUNSEL

State Registrations and Notice Filings

Exams

Series 63

Date: 6/26/1992

Series 7

Date: 12/15/1997

Series 6

Date: 6/19/1992

Current Firm

LEDERER & ASSOCIATES INVESTMENT COUNSEL

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEDERER & ASSOCIATES INVESTMENT COUNSEL

TRUST BUT VERIFY

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