Erik C. Kleinbeck
Professional summary
Erik Christoffer Kleinbeck, who also goes by Erik Christopher Kleinbeck, Toffer Kleinbeck, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in New York, New York.
Erik is registered as a RR (Registered Representative) and started their career in finance in 1992. Erik has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Erik Christoffer Kleinbeck's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2020 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 675 Third Avenue Suite 2900-05, New York, NY 10017September 8, 2016 - December 10, 2019
ULTIMUS FUND DISTRIBUTORS, LLC
June 15, 2007 - August 3, 2016
ETICO PARTNERS, LLC
January 11, 2005 - June 4, 2007
SPARX SECURITIES, USA, LLC
September 12, 2003 - January 25, 2005
DISTRIBUTION SERVICES, LLC
July 30, 1994 - May 7, 2003
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
November 13, 1993 - April 14, 1994
INVESCO DISTRIBUTORS, INC.
July 15, 1992 - August 6, 1992
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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