Michele P. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michele Patricia Martin, who also goes by Shelly Martin, was a registered financial professional .
Michele is a previously registered financial professional and started their career in finance in 1994. Michele had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2015 - January 30, 2018
SNOWDEN CAPITAL ADVISORS LLC
December 12, 2013 - December 31, 2014
SNOWDEN CAPITAL ADVISORS LLC
October 15, 2013 - August 18, 2016
SNOWDEN ACCOUNT SERVICES LLC
November 8, 1994 - September 18, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 10, 1994 - September 18, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
SNOWDEN CAPITAL ADVISORS LLC
CRD#: 157299 / SEC#: 801-72332
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SNOWDEN CAPITAL ADVISORS LLC
CRD#: 157299 / SEC#: 801-72332
Contact information
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,968 |
| AUM (Assets Under Management) | $ 7,554,762,347 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
