Michael P. Nadalin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Patrick Nadalin was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1998. Michael had worked at 8 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2007 - August 9, 2007
AUGUSTAR DISTRIBUTORS, INC.
July 25, 2005 - February 27, 2007
TOUCHSTONE SECURITIES, INC.
January 13, 2005 - March 31, 2005
PACIFIC SELECT DISTRIBUTORS, LLC
July 7, 2004 - December 31, 2004
MUTUAL SERVICE CORPORATION
November 14, 2003 - March 16, 2004
LINCOLN FINANCIAL DISTRIBUTORS, INC.
October 28, 1999 - November 14, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 28, 1999 - November 14, 2003
OSAIC FA, INC.
October 26, 1998 - October 1, 1999
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AUGUSTAR DISTRIBUTORS, INC.
CRD#: 41081 / SEC#: , 8-49296
Contact information
FINRA licenses (42 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
