WG
William S. Geyer
INVESCO CAPITAL MARKETS
New York, NY 10281
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CRD#: 2250035
WG
Professional summary
William Seng Geyer, who also goes by Will Geyer, is a registered financial professional currently at INVESCO CAPITAL MARKETS, INC. located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1992. William has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 3, Series 2 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Will Geyer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view William Seng Geyer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 24, 2018 - Present
INVESCO CAPITAL MARKETS, INC.
Office #1: 225 Liberty St. 11th Floor, New York, NY 10281BD
CRD#: 6939
New York, NY
Past
May 25, 2011 - November 15, 2016
VIRTU ITG LLC
BD
CRD#: 29299
SAN FRANCISCO, CA
Past
May 2, 2007 - October 27, 2009
JONESTRADING
BD
CRD#: 6888
THOUSAND OAKS, CA
Past
May 22, 2001 - May 3, 2007
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
November 24, 1999 - May 9, 2001
BLACKROCK EXECUTION SERVICES
BD
CRD#: 39438
NEW YORK, NY
Past
June 22, 1992 - January 1, 1993
CITIZENS JMP SECURITIES, LLC
BD
CRD#: 22208
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/24/2018)
RR
Alaska(1/24/2018)
RR
Arizona(1/24/2018)
RR
Arkansas(1/24/2018)
RR
California(1/24/2018)
RR
Colorado(1/24/2018)
RR
Connecticut(1/24/2018)
RR
Delaware(1/24/2018)
RR
District of Columbia(1/24/2018)
RR
Florida(1/24/2018)
RR
Georgia(1/24/2018)
RR
Hawaii(1/24/2018)
RR
Idaho(1/24/2018)
RR
Illinois(1/24/2018)
RR
Indiana(1/24/2018)
RR
Iowa(1/24/2018)
RR
Kansas(1/24/2018)
RR
Kentucky(1/24/2018)
RR
Louisiana(1/24/2018)
RR
Maine(1/24/2018)
RR
Maryland(1/24/2018)
RR
Massachusetts(1/24/2018)
RR
Michigan(1/24/2018)
RR
Minnesota(1/24/2018)
RR
Mississippi(1/24/2018)
RR
Missouri(1/24/2018)
RR
Montana(1/24/2018)
RR
Nebraska(1/24/2018)
RR
Nevada(1/24/2018)
RR
New Hampshire(1/24/2018)
RR
New Jersey(1/24/2018)
RR
New Mexico(1/24/2018)
RR
New York(1/24/2018)
RR
North Carolina(1/24/2018)
RR
North Dakota(1/24/2018)
RR
Ohio(1/25/2018)
RR
Oklahoma(1/24/2018)
RR
Oregon(1/24/2018)
RR
Pennsylvania(1/24/2018)
RR
Puerto Rico(1/24/2018)
RR
Rhode Island(1/24/2018)
RR
South Carolina(1/24/2018)
RR
South Dakota(1/24/2018)
RR
Tennessee(1/24/2018)
RR
Texas(1/24/2018)
RR
Utah(1/24/2018)
RR
Vermont(1/24/2018)
RR
Virgin Islands(1/24/2018)
RR
Virginia(1/24/2018)
RR
Washington(1/24/2018)
RR
West Virginia(1/24/2018)
RR
Wisconsin(1/24/2018)
RR
Wyoming(1/24/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 11/12/2002
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 2/4/1993
Non-Member General Securities ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
Current Firm
IC
INVESCO CAPITAL MARKETS, INC.
INVESCO CAPITAL MARKETS, INC. | ZEDD SECURITIES | VAN KAMPEN/AMERICAN CAPITAL DISTRIBUTORS, INC. | VAN KAMPEN MERRITT INC. | VAN KAMPEN FUNDS INC. | VAN KAMPEN FILKIN & MERRITT INC. | VAN KAMPEN AMERICAN CAPITAL DISTRIBUTORS, INC.
CRD#: 6939 / SEC#: , 8-19412
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
11 Greenway Plaza Suite 1000, Houston, TX 77046
Mailing Address
11 Greenway Plaza Suite 1000, Houston, TX 77046
Phone number
(713) 214-1919
Established
Delaware since 11/01/1974
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVESCO ADVISERS, INC. | OWNER | |
| GEYER, WILLIAM SENG | DIRECTOR AND CO-PRESIDENT | 2250035 |
| GREGSON, MARK WILLIAM | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/FINOP | 2630230 |
| HANCOCK, TRISHA BELL | CHIEF COMPLIANCE OFFICER | 4373744 |
| HARTIGAN, BRIAN CHRISTOPHER | DIRECTOR AND CO-PRESIDENT | 4227272 |
| SAUERBORN, THOMAS J | PRINCIPAL OPERATIONS OFFICER | 1554859 |
| WISDOM, CRISSIE MCMENNAMY | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 2793857 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
