Salvatore A. Cristofaro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Salvatore Anthony Leonard Cristofaro, who also goes by Sal Cristofaro, Salvatore Anthony Cristofaro, was a registered financial professional .
Salvatore is a previously registered financial professional and started their career in finance in 1992. Salvatore had worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 6, Series 28 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2013 - February 11, 2025
AMERICAN FIDELITY SECURITIES, INC.
July 28, 2008 - February 6, 2009
OLD MUTUAL FINANCIAL NETWORK SECURITIES, INC.
October 19, 1999 - January 5, 2001
OSAIC FS, INC.
January 30, 1997 - March 6, 1998
FIRST VARIABLE CAPITAL SERVICES, INC.
January 30, 1996 - July 12, 1996
PACIFIC SELECT DISTRIBUTORS, LLC
June 16, 1994 - January 6, 1995
MML INVESTORS SERVICES, LLC
June 15, 1992 - June 14, 1994
HIMCO DISTRIBUTION SERVICES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 9/29/2020
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
AMERICAN FIDELITY SECURITIES, INC.
CRD#: 11852 / SEC#: , 8-15123
Contact information
FINRA licenses (27 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN FIDELITY ASSURANCE COMPANY | SHAREHOLDER | |
| BOLDEN, TIMOTHY H | DIRECTOR | 5376036 |
| COLON, TARYN K | ASSISTANT VICE PRESIDENT, TREASURER, FINOP PRINCIPAL, AND PRINCIPAL FINANCIAL OFFICER | 7642942 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| GRANT, ANGELA FAITH | DIRECTOR | 4176509 |
| KEELING, COURTNEY DANAE | ASSISTANT VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 7675059 |
| KENNEY, CHRISTOPHER THOMAS | CHAIRMAN OF THE BOARD, CEO, AND PRESIDENT | 5452832 |
| OVERFIELD, LINDA E | ASSISTANT VICE PRESIDENT |
Disclosures
| Regulatory Event | 1 |
Red Flags
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